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20016559Parsed

DDean Phillips · House · ptr · filed May 7, 2020

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Official filing metadata

Filer (as printed): Hon. Dean Phillips
Office (as printed): MN03
Chamber: House
Filing type: ptr
Filing date: May 7, 2020
Filing year: 2020
Document format: pdf

Processing (ours)

Status: Parsed
Rows parsed: 133
Parser version: house_pdf_v1
First seen: Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
Fetched: Sep 9, 2026
Parsed: Sep 9, 2026
Internal id: 1733

row 77: stray text in ['cap']: gfedc

Reading this page

The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.

When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.

Rows · 133

Left: official, as printed · Right: normalized

Raw filing rows beside their normalized interpretation
Official · as printed in the filing									Normalized · our interpretation
#	Owner	Asset	Ticker	Type	Tx date	Notified	Amount	Conf.	Ticker	Type	Owner	Tx date	Amount	Class	Flags
1	—	3M Company (MMM) [sT] other: F IlINg s TaTus : New	MMM	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	MMM0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
2	—	abbott laboratories (aBT) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	ABT0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
3	—	advanced Micro Devices, Inc. (aMD) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	AMD0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
4	—	affiliated Managers group, Inc. (aMg) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	AMG0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
5	—	aFlaC Incorporated (aFl) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	AFL0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
6	—	alliance Data systems Corporation (aDs) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.00	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
7	—	alphabet Inc. - Class C Capital stock (gOOg) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	GOOG0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
8	—	amazon.com, Inc. (aMZN) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	AMZN0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
9	—	american International group, Inc. New (aIg) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	AIG0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
10	—	apple Inc. (aaPl) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	AAPL0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
11	—	arconic Corporation (aRNC) [sT] other: F IlINg s TaTus : New D EsCRIPTION : Received shares of arconic Corporation in exchange for arconic Inc. C OMMENTs : On 4/6/2020 arconic Inc. changed it's name to Howmet aerospace Inc. (HWM)	—	E	04/01/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	ExchangeExchange	Self	Apr 1, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
12	—	aT&T Inc. (T) [sT] other: F IlINg s TaTus : New	T	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	T0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
13	—	atmos Energy Corporation (aTO) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	ATO0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
14	—	autodesk, Inc. (aDsK) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	ADSK0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
15	—	avalonBay Communities, Inc. (aVB) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	AVB0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
16	—	Ball Corporation (Bll) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
17	—	Bank of america Corporation (BaC) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	BAC0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
18	—	Baxter International Inc. (BaX) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	BAX0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
19	—	Capital One Financial Corporation (COF) [sT] other: F IlINg s TaTus : New	COF	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	COF0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
20	—	Caterpillar, Inc. (CaT) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	CAT0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
21	—	CenterPoint Energy, Inc (CNP) [sT] other: F IlINg s TaTus : New	CNP	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	CNP0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
22	—	Centurylink, Inc. (CTl) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.00	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
23	—	Charles schwab Corp Var Rt Perp Mat Dtd 04/30/2020 [Cs] other: F IlINg s TaTus : New D EsCRIPTION : Preferred security	—	P	04/27/2020	05/06/2020	$15,001 - $50,000	1.00	—0.00	BuyBuy	Self	Apr 27, 2020	$15,001 - $50,000mid $32.5K	Other	not modelled
24	—	Charles schwab Corporation (sCHW) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/24/2020	05/06/2020	$1,001 - $15,000	0.50	SCHW0.98	PartialPartial sale	Self	Apr 24, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
25	—	Charles schwab Corporation (sCHW) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	SCHW0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
26	—	Charter Communications, Inc. - Class a (CHTR) [sT] other: F IlINg s TaTus : New	CHTR	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	CHTR0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
27	—	Chubb limited (CB) [sT] other: F IlINg s TaTus : New	CB	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	CB0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
28	—	Chubb limited (CB) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	CB	P	04/15/2020	05/06/2020	$1,001 - $15,000	1.00	CB0.98	BuyBuy	Self	Apr 15, 2020	$1,001 - $15,000mid $8K	Stock	modelled
29	—	Citigroup, Inc. (C) [sT] other: F IlINg s TaTus : New	C	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	C0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
30	—	Citizens Financial group, Inc. (CFg) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	CFG0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
31	—	Citrix systems, Inc. (CTXs) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
32	—	Comcast Corporation - Class a (CMCsa) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/17/2020	05/06/2020	$1,001 - $15,000	1.00	CMCSA0.98	BuyBuy	Self	Apr 17, 2020	$1,001 - $15,000mid $8K	Stock	modelled
33	—	Comerica Incorporated (CMa) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.00	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
34	—	Costco Wholesale Corporation (COsT) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$15,001 - $50,000	0.50	COST0.98	SellSell	Self	Apr 2, 2020	$15,001 - $50,000mid $32.5K	Stock	Reviewmodelled
35	—	Crown Castle International Corp. (CCI) [sT] other: F IlINg s TaTus : New	CCI	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	CCI0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
36	—	Delta air lines, Inc. (Dal) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.90	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
37	—	Digital Realty Trust, Inc. (DlR) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	DLR0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
38	—	Discover Financial services (DFs) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
39	—	Discovery, Inc. - series a (DIsCa) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
40	—	Discovery, Inc. - series C (DIsCK) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
41	—	Dollar Tree, Inc. (DlTR) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/17/2020	05/06/2020	$1,001 - $15,000	1.00	DLTR0.98	BuyBuy	Self	Apr 17, 2020	$1,001 - $15,000mid $8K	Stock	modelled
42	—	Dominion Energy Inc Var Rt Perp Mat dtd 12/13/2019 [Cs] other: F IlINg s TaTus : New D EsCRIPTION : Preferred security	—	s (partial)	04/16/2020	05/06/2020	$1,001 - $15,000	0.50	—0.00	PartialPartial sale	Self	Apr 16, 2020	$1,001 - $15,000mid $8K	Other	Reviewnot modelled
43	—	Dow Inc. (DOW) [sT] other: F IlINg s TaTus : New	DOW	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	DOW0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
44	—	DTE Energy Company (DTE) [sT] other: F IlINg s TaTus : New	DTE	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	DTE0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
45	—	DuPont de Nemours, Inc. (DD) [sT] other: F IlINg s TaTus : New	DD	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	DD0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
46	—	DXC Technology Company (DXC) [sT] other: F IlINg s TaTus : New	DXC	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	DXC0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
47	—	Eastman Chemical Company (EMN) [sT] other: F IlINg s TaTus : New	EMN	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	EMN0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
48	—	Emerson Electric Company (EMR) [sT] other: F IlINg s TaTus : New	EMR	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	EMR0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
49	—	Estee lauder Companies, Inc. (El) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
50	—	Facebook, Inc. - Class a (FB) [sT] other: F IlINg s TaTus : New	FB	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	META0.92	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
51	—	Fifth Third Bancorp (FITB) [sT] other: F IlINg s TaTus : New	FITB	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	FITB0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
52	—	Flowserve Corporation (Fls) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
53	—	Ford Motor Company (F) [sT] other: F IlINg s TaTus : New	F	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	F0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
54	—	Fortive Corporation (FTV) [sT] other: F IlINg s TaTus : New	FTV	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	FTV0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
55	—	general Mills, Inc. (gIs) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	GIS0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
56	—	general Motors Company (gM) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	GM0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
57	—	genuine Parts Company (gPC) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	GPC0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
58	—	goldman sachs group, Inc. (gs) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
59	—	H&R Block, Inc. (HRB) [sT] other: F IlINg s TaTus : New	HRB	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	HRB0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
60	—	Hartford Financial services group, Inc. (HIg) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
61	—	Host Hotels & Resorts, Inc. (HsT) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	HST0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
62	—	HP Inc. (HPQ) [sT] other: F IlINg s TaTus : New	HPQ	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	HPQ0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
63	—	Huntington Bancshares Incorporated (HBaN) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	HBAN0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
64	—	International Business Machines Corporation (IBM) [sT] other: F IlINg s TaTus : New	IBM	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	IBM0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
65	—	Intuitive surgical, Inc. (IsRg) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	ISRG0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
66	—	Invesco ltd (IVZ) [sT] other: F IlINg s TaTus : New	IVZ	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	IVZ0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
67	—	Iron Mountain Incorporated (IRM) [sT] other: F IlINg s TaTus : New	IRM	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	IRM0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
68	—	Johnson Controls International plc Ordinary share (JCI) [sT] other: F IlINg s TaTus : New	JCI	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	JCI0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
69	—	JP Morgan Chase & Co. (JPM) [sT] other: F IlINg s TaTus : New	JPM	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	JPM0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
70	—	KeyCorp (KEY) [sT] other: F IlINg s TaTus : New	KEY	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	KEY0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
71	—	Kimberly-Clark Corporation (KMB) [sT] other: F IlINg s TaTus : New	KMB	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	KMB0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
72	—	Kohl's Corporation (Kss) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.00	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
73	—	Koninklijke Philips N.V. NY Registry shares (PHg) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/22/2020	05/06/2020	$1,001 - $15,000	1.00	PHG0.98	BuyBuy	Self	Apr 22, 2020	$1,001 - $15,000mid $8K	Stock	modelled
74	—	Kroger Company (KR) [sT] other: F IlINg s TaTus : New	KR	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	KR0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
75	—	las Vegas sands Corp. (lVs) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	LVS0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
76	—	lexington Cnty sC Ref-ser a unlimited Tax 5.0%; Due 02/01/2025 [gs] other: F IlINg s TaTus : New	—	P	04/16/2020	05/06/2020	$15,001 - $50,000	1.00	—0.00	BuyBuy	Self	Apr 16, 2020	$15,001 - $50,000mid $32.5K	Bond	not modelled
77	—	lincoln National Corporation (lNC) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	0.70	LNC0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
78	—	loews Corporation (l) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.90	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
79	—	lyondellBasell Industries NV Ordinary shares Class a (lYB) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	LYB0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
80	—	M&T Bank Corporation (MTB) [sT] other: F IlINg s TaTus : New	MTB	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	MTB0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
81	—	Macy's Inc (M) [sT] other: F IlINg s TaTus : New	M	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	M0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
82	—	MgM Resorts International (MgM) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	MGM0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
83	—	Molson Coors Beverage Company Class B (TaP) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	TAP0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
84	—	Morgan stanley (Ms) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
85	—	Mosaic Company (MOs) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	MOS0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
86	—	Netflix, Inc. (NFlX) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	NFLX0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
87	—	Newell Brands Inc. (NWl) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	NWL0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
88	—	Nisource Inc (NI) [sT] other: F IlINg s TaTus : New	NI	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	NI0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
89	—	Nordstrom, Inc. (JWN) [sT] other: F IlINg s TaTus : New	JWN	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.60	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
90	—	Parker-Hannifin Corporation (PH) [sT] other: F IlINg s TaTus : New	PH	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	PH0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
91	—	People's united Financial, Inc. (PBCT) [sT] other: F IlINg s TaTus : New	PBCT	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.60	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
92	—	Philip Morris International Inc (PM) [sT] other: F IlINg s TaTus : New	PM	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	PM0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
93	—	PNC Financial services group, Inc. (PNC) [sT] other: F IlINg s TaTus : New	PNC	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	PNC0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
94	—	PPg Industries, Inc. (PPg) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	PPG0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
95	—	Principal Financial group Inc (PFg) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	PFG0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
96	—	Prudential Financial, Inc. (PRu) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	PRU0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
97	—	Quanta services, Inc. (PWR) [sT] other: F IlINg s TaTus : New	PWR	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	PWR0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
98	—	Quest Diagnostics Incorporated (DgX) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	DGX0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
99	—	Regeneron Pharmaceuticals, Inc. (REgN) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	REGN0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
100	—	Royal Caribbean Cruises ltd. (RCl) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	RCL0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
101	—	sealed air Corporation (sEE) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
102	—	sempra Energy (sRE) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	SRE0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
103	—	serviceNow, Inc. (NOW) [sT] other: F IlINg s TaTus : New	NOW	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	NOW0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
104	—	simon Property group, Inc. (sPg) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	SPG0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
105	—	sony Corporation (sNE) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/16/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 16, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
106	—	sony Corporation (sNE) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/17/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 17, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
107	—	sony Corporation (sNE) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/20/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 20, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
108	—	sony Corporation (sNE) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/21/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 21, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
109	—	southwest airlines Company (luV) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	s (partial)	04/16/2020	05/06/2020	$1,001 - $15,000	0.50	LUV0.98	PartialPartial sale	Self	Apr 16, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
110	—	southwest airlines Company (luV) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	s	04/17/2020	05/06/2020	$1,001 - $15,000	0.50	LUV0.98	SellSell	Self	Apr 17, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
111	—	synchrony Financial (sYF) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	SYF0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
112	—	TE Connectivity ltd. New switzerland Registered shares (TEl) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	s (partial)	04/22/2020	05/06/2020	$1,001 - $15,000	0.50	TEL0.98	PartialPartial sale	Self	Apr 22, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
113	—	TE Connectivity ltd. New switzerland Registered shares (TEl) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	s	04/24/2020	05/06/2020	$1,001 - $15,000	0.50	TEL0.98	SellSell	Self	Apr 24, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
114	—	The Bank of New York Mellon Corporation (BK) [sT] other: F IlINg s TaTus : New	BK	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
115	—	The Kraft Heinz Company (KHC) [sT] other: F IlINg s TaTus : New	KHC	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	KHC0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
116	—	The Travelers Companies, Inc. (TRV) [sT] other: F IlINg s TaTus : New	TRV	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	TRV0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
117	—	Transdigm group Incorporated Transdigm group Inc. (TDg) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	TDG0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
118	—	Truist Financial Corporation (TFC) [sT] other: F IlINg s TaTus : New	TFC	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	TFC0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
119	—	Twitter, Inc. (TWTR) [sT] other: F IlINg s TaTus : New	TWTR	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.60	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
120	—	u.s. Bancorp (usB) [sT] other: F IlINg s TaTus : New	—	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	USB0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
121	—	unilever PlC (ul) [sT] other: F IlINg s TaTus : New s uBHOlDINg O F : - Trust 1	—	P	04/16/2020	05/06/2020	$1,001 - $15,000	1.00	—0.90	BuyBuy	Self	Apr 16, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
122	—	united Parcel service, Inc. (uPs) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	UPS0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
123	—	united Rentals, Inc. (uRI) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	URI0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
124	—	Va st Pub sch auth sch Technology & sec NTs ser V 5.0%; Due 04/15/20 [gs] other: F IlINg s TaTus : New	—	s	04/15/2020	05/06/2020	$15,001 - $50,000	0.50	—0.00	SellSell	Self	Apr 15, 2020	$15,001 - $50,000mid $32.5K	Bond	Reviewnot modelled
125	—	Ventas, Inc. (VTR) [sT] other: F IlINg s TaTus : New	VTR	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	VTR0.98	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
126	—	ViacomCBs Inc. - Class B (VIaC) [sT] other: F IlINg s TaTus : New	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	PSKY0.92	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
127	—	Vulcan Materials Company (VMC) [sT] other: F IlINg s TaTus : New	VMC	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	VMC0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled
128	—	Wabtec Corp (WaB) [OT] other: F IlINg s TaTus : New l OCaTION : us D EsCRIPTION : stock	—	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.00	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Other	Reviewnot modelled
129	—	Walgreens Boots alliance, Inc. (WBa) [sT] other: F IlINg s TaTus : New	—	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Unknown	Reviewnot modelled
130	—	Wells Fargo & Company (WFC) [sT] other: F IlINg s TaTus : New	WFC	s (partial)	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	WFC0.98	PartialPartial sale	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewmodelled
131	—	Welltower Inc. (HCN) [sT] other: F IlINg s TaTus : New	HCN	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.90	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
132	—	Westrock Company (WRK) [sT] other: F IlINg s TaTus : New	WRK	s	04/02/2020	05/06/2020	$1,001 - $15,000	0.50	—0.60	SellSell	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
133	—	Zions Bancorporation N.a. (ZION) [sT] other: F IlINg s TaTus : New	ZION	P	04/02/2020	05/06/2020	$1,001 - $15,000	1.00	ZION0.98	BuyBuy	Self	Apr 2, 2020	$1,001 - $15,000mid $8K	Stock	modelled