PFGPrincipal Financial Group, Inc.
Financial Services · Asset ManagementNasdaqStockMkt cap $24.7B
Disclosed trades
22
0 in 30d · 0 in 90d
Politicians
6
Last trade Apr 24, 2026
Buys
14
$136.5K at range midpoints
Sells
8
$56K at range midpoints
Closing price · 365 days
Nov 6, 2025 – Nov 5, 2026
Monthly buys vs sells · 24 months
Counts of disclosed transactions
- Buys
- Sells (incl. partial)
Politicians who traded it
5 hold it now Estimated
| Politician | Seat | Trades | Buys | Sells | Bought (mid) | Sold (mid) | Last trade | Est. position Estimated |
|---|---|---|---|---|---|---|---|---|
| DRo Khanna | House · CA-17 | 14 | 9 | 5 | $96.5K | $32K | Apr 24, 2026 | $92.9K |
| RLisa C. McClain | House · MI-09 | 4 | 2 | 2 | $16K | $16K | Oct 31, 2025 | $1.2K |
| RAlan Armstrong | Senate · OK | 1 | 1 | 0 | $8K | $0 | Mar 27, 2026 | $10.4K |
| DDean Phillips | House · MN-03 | 1 | 1 | 0 | $8K | $0 | Apr 2, 2020 | $33.9K |
| DGilbert Ray Cisneros, Jr. | House · CA-31 | 1 | 0 | 1 | $0 | $8K | Mar 18, 2020 | — |
| DKurt Schrader | House · OR-05 | 1 | 1 | 0 | $8K | $0 | Nov 11, 2022 | $9.5K |
Recent trades
| Politician | Ticker | Asset | Type | Owner | Amount | vs S&P Estimated | Traded | Filed | Source |
|---|---|---|---|---|---|---|---|---|---|
| RAlan Armstrong | PFG | Principal Financial Group Inc - Common Stock | Buy | Self | $1,001 - $15,000 | +5.0% | Mar 27, 2026 | Jul 21, 2026116d | Filing |
| DRo Khanna | PFG | PRINCIPALFINANCIAL GROUP, INC CMN | Buy | Spouse | $15,001 - $50,000 | +13.5% | Apr 24, 2026 | May 11, 202617d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP INC CMN | Sell | Spouse | $1,001 - $15,000 | -12.7% | Mar 10, 2026 | Apr 7, 202628d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | Buy | Spouse | $1,001 - $15,000 | +9.8% | Jan 29, 2026 | Feb 6, 20268d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | BuyReview | Unknown | $1,001 - $15,000 | +22.6% | Nov 3, 2025 | Dec 8, 202535d | FilingOCR |
| RLisa C. McClain | PFG | Principal Financial Group Inc (PFG) | Sell | Spouse | $1,001 - $15,000 | -22.6% | Oct 31, 2025 | Nov 21, 202521d | Filing |
| RLisa C. McClain | PFG | Principal Financial Group Inc (PFG) | Buy | Spouse | $1,001 - $15,000 | +22.6% | Oct 30, 2025 | Nov 21, 202522d | Filing |
| RLisa C. McClain | PFG | Principal Financial Group Inc (PFG) | Sell | Spouse | $1,001 - $15,000 | -22.6% | Oct 30, 2025 | Nov 21, 202522d | Filing |
| RLisa C. McClain | PFG | Principal Financial Group Inc (PFG) | Buy | Spouse | $1,001 - $15,000 | +30.3% | Jun 17, 2025 | Aug 13, 202557d | Filing |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC | Partial | Spouse | $1,001 - $15,000 | -25.4% | May 28, 2025 | Jun 10, 202513d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FiNANCIAL GROUP, INC CMN | Buy | Spouse | $1,001 - $15,000 | +12.4% | Apr 9, 2025 | May 12, 202533d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC | Buy | Spouse | $1,001 - $15,000 | +17.1% | Mar 6, 2025 | Apr 10, 202535d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | Sell | Spouse | $1,001 - $15,000 | -20.1% | Jan 17, 2025 | Feb 6, 202520d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | Buy | Dependent | $1,001 - $15,000 | +19.7% | Dec 18, 2024 | Jan 8, 202521d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | Buy | Spouse | $1,001 - $15,000 | +13.9% | Nov 12, 2024 | Dec 5, 202423d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | Buy | Dependent | $1,001 - $15,000 | +4.6% | May 29, 2024 | Jun 5, 20247d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | BuyReview | Unknown | $1,001 - $15,000 | -10.0% | Nov 3, 2023 | Dec 6, 202333d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | Sell | Self | $1,001 - $15,000 | +16.2% | Aug 3, 2023 | Sep 6, 202334d | FilingOCR |
| DKurt Schrader | PFG | PRINCIPAL FINANCIAL | Buy | Self | $1,001 - $15,000 | -58.4% | Nov 11, 2022 | Dec 8, 202227d | FilingOCR |
| DRo Khanna | PFG | PRINCIPAL FINANCIAL GROUP, INC CMN | SellReview | Dependent | — | +53.7% | Sep 6, 2022 | Oct 7, 202231d | FilingOCR |
| DDean Phillips | PFG | Principal Financial group Inc (PFg) [sT] | Buy | Self | $1,001 - $15,000 | +56.1% | Apr 2, 2020 | May 7, 202035d | Filing |
| DGilbert Ray Cisneros, Jr. | PFG | Principal Financial Group Inc (PFG) | Sell | Self | $1,001 - $15,000 | -131.4% | Mar 18, 2020 | Apr 16, 202029d | Filing |
Insider activity Filed
Insiders
25
Accident & Health Insurance
Open-market buys · 90d
0
$0 bought
Open-market sells · 90d
0
$0 sold
Net · 90d
$0
-$5.4M net over 12 months · last Nov 4, 2026
| Date | Insider | Kind | Security | Shares | Price | Value | Post-holdings | D/I | 10b5-1 | Source |
|---|---|---|---|---|---|---|---|---|---|---|
| Nov 4, 2026filed Nov 5, 2026 | Christopher J LittlefieldPresident - RIS | Exercise | Employee Stock Option (Right to Buy)deriv. | −17,095 | $51.73 | — | 0 | D | — | 4 |
| Nov 4, 2026filed Nov 5, 2026 | Christopher J LittlefieldPresident - RIS | Exercise | Employee Stock Option (Right to Buy)deriv. | −17,095 | $51.73 | — | 0 | D | — | 4 |
| Nov 4, 2026filed Nov 5, 2026 | Christopher J LittlefieldPresident - RIS | Exercise | Employee Stock Option (Right to Buy)deriv. | −17,095 | $51.73 | — | 0 | D | — | 4 |
| Nov 4, 2026filed Nov 5, 2026 | Christopher J LittlefieldPresident - RIS | Other | Common Stock | −51,285 | $116.30 | $5,964,446 | 77,279 | D | — | 4 |
| Nov 4, 2026filed Nov 5, 2026 | Christopher J LittlefieldPresident - RIS | Award | Common Stock | 51,285 | $51.73 | $2,652,973 | 128,564 | D | — | 4 |
| Sep 25, 2026filed Sep 29, 2026 | Jonathan Auerbach | Award | Common Stock | 161 | $0.00 | $0 | 23,112 | D | — | 4 |
| Sep 25, 2026filed Sep 29, 2026 | Mary E. Beams | Award | Common Stock | 105 | $0.00 | $0 | 17,066 | D | — | 4 |
| Sep 25, 2026filed Sep 29, 2026 | Claudio Muruzabal | Award | Common Stock | 97 | $0.00 | $0 | 13,699 | D | — | 4 |
| Sep 25, 2026filed Sep 29, 2026 | Diane C Nordin | Award | Common Stock | 211 | $0.00 | $0 | 31,548 | D | — | 4 |
| Sep 25, 2026filed Sep 29, 2026 | Blair Pickerell | Award | Common Stock | 273 | $0.00 | $0 | 40,100 | D | — | 4 |
Shares, prices and post-transaction holdings are exactly as reported on SEC Form 4. Net figures count open-market buys minus open-market sales only (awards, exercises, withholding and gifts are excluded).
Unusual activity Estimated
- 40Hindsight movePublic Jul 21, 2026 · traded Mar 27, 2026
PFG rose 15% in the 30 trading days after Sen. Alan Armstrong's buy (hindsight)
Details
- Politician
- Alan Armstrong
- Ticker
- PFG
- Asset
- Principal Financial Group Inc - Common Stock
- Tx type
- buy
- Traded
- Mar 27, 2026
- Filed
- Jul 21, 2026
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 116
- Owner type
- self
- Is whale
- No
- Entry date
- Mar 27, 2026
- Entry close
- 87.01
- Exit date
- May 11, 2026
- Exit close
- 100.19
- Forward return
- +15.1%
- Sign adjusted return
- +15.1%
- N trading days
- 30
- Hindsight
- Yes
- Measured from
- trade date
- Public from
- Jul 21, 2026
- Method version
- 2026-11-03
- 65Insider overlapPublic May 11, 2026 · traded Apr 24, 2026
Rep. Ro Khanna's spouse bought PFG 5 days before its President sold $109K
Details
- Politician
- Ro Khanna
- Ticker
- PFG
- Asset
- PRINCIPALFINANCIAL GROUP, INC CMN
- Tx type
- buy
- Traded
- Apr 24, 2026
- Filed
- May 11, 2026
- Amount low
- $15,001
- Amount high
- $50,000
- Range midpoint (estimate)
- $32,501
- Disclosed range
- $15,001 - $50,000
- Reporting lag days
- 17
- Owner type
- spouse
- Is whale
- No
- Insider trade
- {"insider":{"slug":"wee-yee-cheong","name":"Wee Yee Cheong","title":"President - Asia & Middle East","short_title":"President"},"company":"PRINCIPAL FINANCIAL GROUP INC","ticker":"PFG","tx_kind":"open_market_sale","tx_date":"2026-04-29","shares":1080,"price":101,"value":109080,"is_10b5_1":false,"filing_date":"2026-04-30"}
- Days between
- -5
- Opposite side
- Yes
- Public from
- May 11, 2026
- Method version
- 2026-11-03
- 65Insider overlapPublic Feb 6, 2026 · traded Jan 29, 2026
Rep. Ro Khanna's spouse bought PFG the same day its CEO sold $885K
Details
- Politician
- Ro Khanna
- Ticker
- PFG
- Asset
- PRINCIPAL FINANCIAL GROUP, INC CMN
- Tx type
- buy
- Traded
- Jan 29, 2026
- Filed
- Feb 6, 2026
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 8
- Owner type
- spouse
- Is whale
- No
- Insider trade
- {"insider":{"slug":"deanna-d-strable-soethout","name":"Deanna D Strable-Soethout","title":"Chair, President and CEO","short_title":"CEO"},"company":"PRINCIPAL FINANCIAL GROUP INC","ticker":"PFG","tx_kind":"open_market_sale","tx_date":"2026-01-29","shares":9300,"price":95.12,"value":884616,"is_10b5_1":true,"filing_date":"2026-01-30"}
- Days between
- 0
- Opposite side
- Yes
- Public from
- Feb 6, 2026
- Method version
- 2026-11-03
- 65Insider overlapPublic Dec 8, 2025 · traded Nov 3, 2025
Rep. Ro Khanna (owner unclear) bought PFG 9 days before its President sold $160K
Details
- Politician
- Ro Khanna
- Ticker
- PFG
- Asset
- PRINCIPAL FINANCIAL GROUP, INC CMN
- Tx type
- buy
- Traded
- Nov 3, 2025
- Filed
- Dec 8, 2025
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 35
- Owner type
- unknown
- Is whale
- No
- Insider trade
- {"insider":{"slug":"wee-yee-cheong","name":"Wee Yee Cheong","title":"President - Asia & Middle East","short_title":"President"},"company":"PRINCIPAL FINANCIAL GROUP INC","ticker":"PFG","tx_kind":"open_market_sale","tx_date":"2025-11-12","shares":1887,"price":85.04,"value":160470.48,"is_10b5_1":false,"filing_date":"2025-11-13"}
- Days between
- -9
- Opposite side
- Yes
- Public from
- Dec 8, 2025
- Method version
- 2026-11-03
- 65Insider overlapPublic Nov 21, 2025 · traded Oct 30, 2025
Rep. Lisa C. McClain's spouse bought PFG 13 days before its President sold $160K
Details
- Politician
- Lisa C. McClain
- Ticker
- PFG
- Asset
- Principal Financial Group Inc (PFG)
- Tx type
- buy
- Traded
- Oct 30, 2025
- Filed
- Nov 21, 2025
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 22
- Owner type
- spouse
- Is whale
- No
- Insider trade
- {"insider":{"slug":"wee-yee-cheong","name":"Wee Yee Cheong","title":"President - Asia & Middle East","short_title":"President"},"company":"PRINCIPAL FINANCIAL GROUP INC","ticker":"PFG","tx_kind":"open_market_sale","tx_date":"2025-11-12","shares":1887,"price":85.04,"value":160470.48,"is_10b5_1":false,"filing_date":"2025-11-13"}
- Days between
- -13
- Opposite side
- Yes
- Public from
- Nov 21, 2025
- Method version
- 2026-11-03
- 50Insider overlapPublic Nov 21, 2025 · traded Oct 31, 2025
Rep. Lisa C. McClain's spouse sold PFG 12 days before its President sold $160K
Details
- Politician
- Lisa C. McClain
- Ticker
- PFG
- Asset
- Principal Financial Group Inc (PFG)
- Tx type
- sell
- Traded
- Oct 31, 2025
- Filed
- Nov 21, 2025
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 21
- Owner type
- spouse
- Is whale
- No
- Insider trade
- {"insider":{"slug":"wee-yee-cheong","name":"Wee Yee Cheong","title":"President - Asia & Middle East","short_title":"President"},"company":"PRINCIPAL FINANCIAL GROUP INC","ticker":"PFG","tx_kind":"open_market_sale","tx_date":"2025-11-12","shares":1887,"price":85.04,"value":160470.48,"is_10b5_1":false,"filing_date":"2025-11-13"}
- Days between
- -12
- Opposite side
- No
- Public from
- Nov 21, 2025
- Method version
- 2026-11-03
- 50Insider overlapPublic Nov 21, 2025 · traded Oct 30, 2025
Rep. Lisa C. McClain's spouse sold PFG 13 days before its President sold $160K
Details
- Politician
- Lisa C. McClain
- Ticker
- PFG
- Asset
- Principal Financial Group Inc (PFG)
- Tx type
- sell
- Traded
- Oct 30, 2025
- Filed
- Nov 21, 2025
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 22
- Owner type
- spouse
- Is whale
- No
- Insider trade
- {"insider":{"slug":"wee-yee-cheong","name":"Wee Yee Cheong","title":"President - Asia & Middle East","short_title":"President"},"company":"PRINCIPAL FINANCIAL GROUP INC","ticker":"PFG","tx_kind":"open_market_sale","tx_date":"2025-11-12","shares":1887,"price":85.04,"value":160470.48,"is_10b5_1":false,"filing_date":"2025-11-13"}
- Days between
- -13
- Opposite side
- No
- Public from
- Nov 21, 2025
- Method version
- 2026-11-03