Official filing metadata
- Filer (as printed)
- Hon. Rohit Khanna
- Office (as printed)
- CA17
- Chamber
- House
- Filing type
- ptr
- Filing date
- Nov 10, 2022
- Filing year
- 2022
- Document format
- pdf_image
Processing (ours)
- Status
- Parsed
- Rows parsed
- 152
- Parser version
- ocr_grid_v1
- First seen
- Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
- Fetched
- Sep 9, 2026
- Parsed
- Sep 14, 2026
- Internal id
- 2873
REVIEW OCR 21p, rotation [90]: 152 rows from 8 data pages, 12 pages unread
Reading this page
This filing is a scanned image. The left half of each row below is our OCR reading of it: text read from the page and the box marked in each column. Each row carries a confidence and, where the reading may be wrong, the reason. Check the official document before relying on a row. The right half is our normalized interpretation.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 152
Left: OCR reading of the scan · Right: normalized
| Read from the scan by OCR · check the document | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | ? | SPOTIFY TECHNOLOGY S.A, CMN OCR: owner unreadable, date unreadable | — | S | — | — | $1,001 - $15,000 | 0.30 | SPOT0.95 | SellSell | Unknown | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 2 | DC | ABBOTT LABORATORIES CMN OCR: date unreadable | — | S (partial) | — | — | $1,001 - $15,000 | 0.30 | ABT0.95 | PartialPartial sale | Dependent | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 3 | DC | SBA COMMUNICATIONS CORPORATION CMN OCR: date unreadable | — | S (partial) | — | — | $1,001 - $15,000 | 0.30 | SBAC0.95 | PartialPartial sale | Dependent | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 4 | DC | FIDELITY NATL INFO SVS INC CMN OCR: date unreadable | — | S (partial) | — | — | $1,001 - $15,000 | 0.30 | —0.84 | PartialPartial sale | Dependent | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 5 | DC | HUBSPOT iNc, CMN OCR: date unreadable | — | S | — | — | $1,001 - $15,000 | 0.30 | HUBS0.95 | SellSell | Dependent | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 6 | DC | SVB FINANCIAL GROUP CMN OCR: date unreadable | — | S (partial) | — | — | $1,001 - $15,000 | 0.30 | —0.00 | PartialPartial sale | Dependent | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 7 | DC | 'TWILo INC, CMN CLaSS A OCR: date unreadable | — | S | — | — | $1,001 - $15,000 | 0.30 | —0.00 | SellSell | Dependent | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 8 | DC | N J ECONOMIC DEV AUTH REV 5% 03/01/30 MS OCR: date unreadable | — | P | — | — | $1,001 - $15,000 | 0.30 | —0.00 | BuyBuy | Dependent | — | $1,001 - $15,000mid $8K | Bond | Reviewnot modelled |
| 9 | DC | DALLAS CNTY TEX UTIL & GO 5% 02/15/23 FA OCR: date unreadable | — | P | — | — | $1,001 - $15,000 | 0.30 | —0.00 | BuyBuy | Dependent | — | $1,001 - $15,000mid $8K | Bond | Reviewnot modelled |
| 10 | DC | PHOENIX ARIZ CIVIC IMPT CORP REV 5% 07/01/23 JJ OCR: date unreadable | — | P | — | — | $1,001 - $15,000 | 0.30 | —0.00 | BuyBuy | Dependent | — | $1,001 - $15,000mid $8K | Bond | Reviewnot modelled |
| 11 | SP | ISHARES RUSSELL 2000 ETF OCR: date unreadable | — | P | — | — | $50,001 - $100,000 | 0.30 | IWM0.95 | BuyBuy | Spouse | — | $50,001 - $100,000mid $75K | Etf | Reviewnot modelled |
| 12 | SP | CHAMPLAIN SMALL COMPANY FUND INSTITUTIONAL OCR: date unreadable | — | S (partial) | — | — | $50,001 - $100,000 | 0.30 | —0.00 | PartialPartial sale | Spouse | — | $50,001 - $100,000mid $75K | Mutual fund | Reviewnot modelled |
| 13 | SP | CHAMPLAIN SMALL COMPANY FUND INSTTI'UTIONAL OCR: date unreadable | — | S (partial) | — | — | $1,001 - $15,000 | 0.30 | —0.00 | PartialPartial sale | Spouse | — | $1,001 - $15,000mid $8K | Mutual fund | Reviewnot modelled |
| 14 | SP | SPDR S&P 5O0 ETF TRUST | — | P | 10/20/2022 | 11/02/2022 | $500,001 - $1,000,000 | 0.99 | —0.86 | BuyBuy | Spouse | Oct 20, 2022 | $500,001 - $1,000,000mid $750K | Etf | Reviewnot modelled |
| 15 | SP | SENSATA TECHNOLOGIES HOLDING P CMN | — | P | 10/25/2022 | 11/02/2022 | $15,001 - $50,000 | 0.97 | ST0.95 | BuyBuy | Spouse | Oct 25, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 16 | SP | SS&C TECHNOLOGIES HOLDINGS, IN CMN | — | P | 10/17/2022 | 11/02/2022 | $15,001 - $50,000 | 0.97 | SSNC0.95 | BuyBuy | Spouse | Oct 17, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 17 | SP | SERVICENOW INC CMN | — | P | 10/05/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | NOW0.95 | BuyBuy | Spouse | Oct 5, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 18 | SP | LIUMINA, INC CMN | — | P | 10/05/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | —0.00 | BuyBuy | Spouse | Oct 5, 2022 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 19 | SP | N J ECONGMIc DEV AU'TH REV 5% 03/01/30 MS | — | P | 10/06/2022 | 11/02/2022 | $15,001 - $50,000 | 0.97 | —0.00 | BuyBuy | Spouse | Oct 6, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 20 | SP | ALPHABET INC. CMN CLASS C | — | P | 10/28/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | GOOG0.92 | BuyBuy | Spouse | Oct 28, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 21 | SP | MESA ARIz UTIL SyS Rev REV 4.0000% 07/01/23 3 | — | P | 10/19/2022 | 11/02/2022 | $15,001 - $50,000 | 0.97 | —0.00 | BuyBuy | Spouse | Oct 19, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 22 | SP | SS&C TECHNOLOGIES HOLDINGS, IN CMN | — | P | 10/21/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | SSNC0.95 | BuyBuy | Spouse | Oct 21, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | SP | SENSATA TECHNOLOGIES HOLDING P CMN | — | P | 10/13/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | ST0.95 | BuyBuy | Spouse | Oct 13, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | SP | SS&C TECHNOLOGIES HOLDINGS, IN CMN | — | P | 10/18/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | SSNC0.95 | BuyBuy | Spouse | Oct 18, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | SP | SS&C TECHNOLOGIES HOLDINGS, IN CMN | — | P | 10/28/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | SSNC0.95 | BuyBuy | Spouse | Oct 28, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | SP | SS&C TECHNOLOGIES HOLdINGS, IN CMn | — | P | 10/19/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | SSNC0.95 | BuyBuy | Spouse | Oct 19, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | SP | SALESFORCE INC CMN | — | P | 10/03/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | CRM0.95 | BuyBuy | Spouse | Oct 3, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | SP | PUT/XSP @ 375 EXP 10/21/2022 | — | P | 10/19/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | —0.00 | BuyBuy | Spouse | Oct 19, 2022 | $1,001 - $15,000mid $8K | Option | not modelled |
| 29 | SP | PUT/XSP @ 320 EXP 01/20/2073 | — | S | 10/19/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.00 | SellSell | Spouse | Oct 19, 2022 | $1,001 - $15,000mid $8K | Option | not modelled |
| 30 | SP | PUT/XSP @ 345 EXP 12/02/2022 | — | S | 10/19/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.00 | SellSell | Spouse | Oct 19, 2022 | $1,001 - $15,000mid $8K | Option | not modelled |
| 31 | SP | PUT/XSP @ 357 EXP 12/09/2022 | — | S | 10/27/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.00 | SellSell | Spouse | Oct 27, 2022 | $1,001 - $15,000mid $8K | Option | not modelled |
| 32 | SP | AMAZON.COM INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $50,001 - $100,000 | 0.99 | AMZN0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $50,001 - $100,000mid $75K | Stock | modelled |
| 33 | SP | ALPHABET INC. CMN CLASS C | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | GOOG0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 34 | SP | MICROSOFT CORPORATION CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | MSFT0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 35 | SP | NEIFLIX, INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | —0.00 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 36 | SP | ADOBE INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | ADBE0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 37 | SP | AMAZON.COM INC CMN | — | S (partial) | 10/11/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | AMZN0.92 | PartialPartial sale | Spouse | Oct 11, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 38 | SP | SALESFORCE INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | CRM0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 39 | SP | WESTINGHOuSE AIR BRAKE TECHNOL CMN | — | S (partial) | 10/28/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | —0.83 | PartialPartial sale | Spouse | Oct 28, 2022 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 40 | SP | MASTERCARD INCORPORATED CMN CLASS A | — | S (partial) | — | 11/02/2022 | $15,001 - $50,000 | 0.97 | MA0.95 | PartialPartial sale | Spouse | — | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 41 | SP | META PLATFORMS INC-CLASS A CMN CLASS A | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | META0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 42 | SP | VISA iNC. CMN CIASS A | — | S (partial) | 10/03/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | —0.00 | PartialPartial sale | Spouse | Oct 3, 2022 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 43 | SP | SERVICENOW INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | NOW0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 44 | SP | MASTERCARD INCORPORATED CMiN CLASS A | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.97 | —0.90 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 45 | SP | AUtOdESK, INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | ADSK0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 46 | SP | URBAN OUTFITTERS INC CMN | — | S (partial) | 10/28/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | URBN0.95 | PartialPartial sale | Spouse | Oct 28, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 47 | SP | Airbnb, Inc. Cmn Class a | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | ABNB0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 48 | SP | UNITEDHEALTH GROUP INCORPORATE CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | UNH0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 49 | SP | VISA INC. CMN ClASS A | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | V0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 50 | SP | ALPHABET INC. CMN CIASS C | — | S (partial) | 10/11/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | —0.90 | PartialPartial sale | Spouse | Oct 11, 2022 | $15,001 - $50,000mid $32.5K | Stock | Reviewnot modelled |
| 51 | SP | ACCENTURE PLC CMN CLASS A | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | ACN0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 52 | SP | ABBOTT LABORATORIES CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | ABT0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 53 | SP | META PLATFORMS INC-CLASS A CMN CLASS A | — | S (partial) | 10/27/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | META0.92 | PartialPartial sale | Spouse | Oct 27, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 54 | SP | MERCK & CO+, INC, CMN | — | S (partial) | 10/26/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | MRK0.95 | PartialPartial sale | Spouse | Oct 26, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 55 | SP | PAYPAL HOLDINGS, INC, CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | PYPL0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 56 | SP | ILIUMINA, INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | —0.00 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | not modelled |
| 57 | SP | FEDEX CORPORATION CMN | — | S (partial) | 10/04/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | FDX0.95 | PartialPartial sale | Spouse | Oct 4, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 58 | SP | FEDEX CORPORATION CMN | — | S (partial) | 10/17/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | FDX0.95 | PartialPartial sale | Spouse | Oct 17, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 59 | SP | MICROSOFT CORPORATION | — | S (partial) | 10/11/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | MSFT0.95 | PartialPartial sale | Spouse | Oct 11, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 60 | SP | WESTINGHOUSE AIR BRAKE TECHNOL CMN | — | S (partial) | 10/17/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.83 | PartialPartial sale | Spouse | Oct 17, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 61 | ? | REGIONS FINANCIAI CORPORATION CMN OCR: owner unreadable | — | S (partial) | 10/25/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | —0.85 | PartialPartial sale | Unknown | Oct 25, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 62 | ? | WESTINGHOUSE AIR BRAKE TECHNOL CMN OCR: owner unreadable | — | S (partial) | 10/26/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | —0.83 | PartialPartial sale | Unknown | Oct 26, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 63 | ? | Gartner, In, CMn OCR: owner unreadable | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | IT0.95 | PartialPartial sale | Unknown | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 64 | ? | ADOBE INC CMN OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | ADBE0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 65 | ? | ZOeTIs INc, CMN cIaSS A OCR: owner unreadable | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | —0.90 | PartialPartial sale | Unknown | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 66 | ? | SERVICENOW INC CMN OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | NOW0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 67 | ? | NETFLIX, INC. CMN OCR: owner unreadable | — | S (partial) | — | 11/02/2022 | $1,001 - $15,000 | 0.60 | NFLX0.95 | PartialPartial sale | Unknown | — | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 68 | ? | SALESFORCE INC CMN OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | CRM0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 69 | — | AT&t INC. CMN | — | S (partial) | 10/17/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | T0.95 | PartialPartial sale | Self | Oct 17, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | ? | META PLATFORMS INC-CLASS A CMN CLASS A OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | META0.92 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 71 | ? | AUTODESK, INC. CMN OCR: owner unreadable, date uncertain | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | ADSK0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 72 | ? | MASTERCARD INCORPORATED CMN CLaSS A OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | MA0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 73 | ? | UNITEDHEALTH GROUP INCORPORATE CMN OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | UNH0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 74 | ? | ABBOTT LABORATORIES CMN OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | ABT0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 75 | ? | AIrbnB, Inc, CMn CIass a OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | —0.90 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 76 | ? | VISA INC. CMN CLASS A OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | V0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 77 | ? | ACCENTURE PLC CMN CLASS A OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | ACN0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 78 | ? | NIE CLASS-B CMN CLaSS B OCR: owner unreadable | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | —0.00 | PartialPartial sale | Unknown | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 79 | ? | WESTINGHOUSE AIR BRAKE TECHNOL CMN OCR: owner unreadable | — | S (partial) | 10/25/2022 | — | $1,001 - $15,000 | 0.60 | —0.83 | PartialPartial sale | Unknown | Oct 25, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 80 | ? | PAYPAL HOLDINGS, INC. CMN OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | PYPL0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 81 | ? | ILLUMINA, INC CMN OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | ILMN0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 82 | ? | DOCUSIGN, INC. CMN OCR: owner unreadable | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | DOCU0.95 | PartialPartial sale | Unknown | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 83 | ? | Gartner, inc. CMn OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | IT0.95 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 84 | ? | ZOETIS INC. CMN CIASS A OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | —0.90 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 85 | ? | NIKE CIASS-B CMN CLASS B OCR: owner unreadable | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.60 | —0.00 | PartialPartial sale | Unknown | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 86 | SP | ALGN TECHNOLOGY, INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.87 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 87 | SP | DOCUSIGN, INC. CMN | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | DOCU0.95 | PartialPartial sale | Spouse | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 88 | SP | ALIGN TECHNOLOGY, INC CMN | — | S (partial) | 10/11/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | ALGN0.95 | PartialPartial sale | Spouse | Oct 11, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 89 | SP | ISHARES RUSSELL 1OGO VALUE | — | P | 10/20/2022 | 11/02/2022 | $250,001 - $500,000 | 0.97 | —0.00 | BuyBuy | Spouse | Oct 20, 2022 | $250,001 - $500,000mid $375K | Etf | not modelled |
| 90 | SP | WAKE CNTY N C GO 5% 03/01/23 MS | — | P | 10/04/2022 | 11/02/2022 | $100,001 - $250,000 | 0.97 | —0.00 | BuyBuy | Spouse | Oct 4, 2022 | $100,001 - $250,000mid $175K | Bond | not modelled |
| 91 | SP | PLATTE RVER POWER AUTHORITY REV 5.0000% 06/01/23 JD | — | P | 10/04/2022 | 11/02/2022 | $50,001 - $100,000 | 0.96 | —0.00 | BuyBuy | Spouse | Oct 4, 2022 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 92 | SP | BeNTonVILle ArK SCh dIst NO GO 5% 06/01/23-CA JD | — | P | 10/04/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | —0.00 | BuyBuy | Spouse | Oct 4, 2022 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 93 | SP | MANATEE CNTY FLA REV REV 5% 10/01/23 A0 | — | P | 10/04/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | —0.00 | BuyBuy | Spouse | Oct 4, 2022 | $1,001 - $15,000mid $8K | Bond | not modelled |
| 94 | SP | GENERAL MOTORS COMPANY CMN | — | P | 10/10/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | GM0.95 | BuyBuy | Spouse | Oct 10, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 95 | SP | VERIZON COMMUNICATIONS, INC. CMN | — | P | 10/07/2022 | 11/02/2022 | $1,001 - $15,000 | 0.96 | VZ0.95 | BuyBuy | Spouse | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 96 | SP | HCA HEALTHCARE, INC CMN | — | P | 10/21/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | HCA0.95 | BuyBuy | Spouse | Oct 21, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 97 | SP | AMAZON,COM INC CMN | — | P | 10/28/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | AMZN0.95 | BuyBuy | Spouse | Oct 28, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 98 | SP | AMERICAN INTL GROUP, INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | AIG0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 99 | SP | PEPSICO, INC, CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.99 | PEP0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 100 | SP | ABBOTT LABORATORIES CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | ABT0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 101 | SP | ALPHABET INC. CMN CLASS A | — | S (partial) | 10/20/2022 | 11/02/2022 | $15,001 - $50,000 | 0.98 | GOOGL0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 102 | SP | BANK OF AMERICA CORP CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | BAC0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 103 | SP | TEXAS INSTRUMENTS INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | TXN0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 104 | SP | KKR & CO. INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | KKR0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 105 | SP | MARSH & MCLENNAN CO INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | MRSH0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 106 | SP | MICROSOFT CORPORATION CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | MSFT0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 107 | SP | N V r in cmn | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | NVR0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 108 | SP | AMAZON.COM iNC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | AMZN0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 109 | SP | PFIZER INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | PFE0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 110 | SP | PARKER-HANNIFIN CORP. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | PH0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 111 | SP | CATERPILLAR INC (DELAWARE) CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | CAT0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 112 | SP | THE HOME DEPOT, INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | HD0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 113 | SP | GENERAL MOTORS COMPANY | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | GM0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 114 | SP | TRUIST FINANCIAL CORPORATION CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | TFC0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 115 | SP | BERKSHIRE HATHAWAY INC. CLASS B | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | BRK-B0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 116 | SP | UNDE PLC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | —0.00 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 117 | SP | HUMANA INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | HUM0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 118 | SP | HCA HEALTHCARE, INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | HCA0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 119 | SP | BOOKING HOLDINGS INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | BKNG0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 120 | SP | STRYKER CORPORATION CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | SYK0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 121 | SP | DEERE & COMPANY CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | DE0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 122 | SP | WEYERHAEUSER COMPANY CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | WY0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 123 | SP | WELLS FARGO & CO (NEW) CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | WFC0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 124 | SP | WALT DISNEY COMPANY (THE) CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | DIS0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 125 | SP | HONEYWELL INTL INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | HON0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 126 | SP | CARRIER GLOBAL CORPORATION CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | CARR0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 127 | SP | UNION PACIFIC CORP. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | UNP0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 128 | SP | VISA INC, CMN CLASS A | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | V0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 129 | SP | SS&C TECHNOLOGIES HOLDINGS, IN CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | SSNC0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 130 | SP | NASDAQ INC, CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | NDAQ0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 131 | SP | BeCton, dicKiNSOn aNd COMPANY CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | BDX0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 132 | SP | MEDTRONIC PUBLIC LIMITED COMPA CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | MDT0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 133 | SP | ABBviE INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | ABBV0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 134 | SP | BORGWARNER INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | BWA0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 135 | SP | TAKE TWO INTERACTIVE SOFTWARE INC | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | TTWO0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 136 | SP | VERIZON COMMUNICATIONS, INC. CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.97 | VZ0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 137 | SP | HUMANA INC. CMN | — | S (partial) | 10/13/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | HUM0.95 | PartialPartial sale | Spouse | Oct 13, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 138 | SP | VF CORP CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | VFC0.92 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 139 | SP | SVB FINANCIAL GROUP CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | —0.00 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 140 | SP | HARTFORD FINANCIAL SRVCS GrouP CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.00 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 141 | SP | SBA COMMUNICATIONS CORPORATION CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | SBAC0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 142 | SP | MARTIN MARIETTA MATERIALS,INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | MLM0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 143 | SP | SHERWIN-WIUIAMS Co CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.81 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 144 | SP | WASTE MANAGEMENT INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | WM0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 145 | SP | SVB FINANCIAL GROUP CMN | — | S (partial) | 10/31/2022 | 11/02/2022 | $1,001 - $15,000 | 0.99 | —0.00 | PartialPartial sale | Spouse | Oct 31, 2022 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 146 | SP | COMCAST CORPORATION CMN CLASS A VOTING | — | S (partial) | 10/07/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | CMCSA0.95 | PartialPartial sale | Spouse | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 147 | SP | FIDELITY NATL INFO SVCS INC CMN | — | S (partial) | 10/07/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | FIS0.95 | PartialPartial sale | Spouse | Oct 7, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 148 | SP | COMCAST CORPORATION CMN CLASS A VOTING | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | CMCSA0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 149 | SP | FIDELITY NATL INFO SVCS INC CMN | — | S (partial) | 10/20/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | FIS0.95 | PartialPartial sale | Spouse | Oct 20, 2022 | $1,001 - $15,000mid $8K | Stock | modelled |
| 150 | SP | COMCAST CORPORATION CMN CIASS A VOTING | — | S (partial) | 10/10/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.90 | PartialPartial sale | Spouse | Oct 10, 2022 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 151 | SP | FIDEuTY NATL INFO SVCS INC CMN | — | S (partial) | 10/10/2022 | 11/02/2022 | $1,001 - $15,000 | 0.98 | —0.00 | PartialPartial sale | Spouse | Oct 10, 2022 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 152 | DC | TIGER GLOBAL CROSSOVER ACCESS LLC CLASS A1 SERIES 2 | — | P | 10/01/2022 | 11/02/2022 | $250,001 - $500,000 | 0.96 | —0.00 | BuyBuy | Dependent | Oct 1, 2022 | $250,001 - $500,000mid $375K | Unknown | Reviewnot modelled |