LPLALPL Financial Holdings Inc.
Financial Services · Capital MarketsNasdaqStockMkt cap $27.5B
Disclosed trades
39
0 in 30d · 0 in 90d
Politicians
7
Last trade Jun 11, 2026
Buys
21
$384K at range midpoints
Sells
18
$333.5K at range midpoints
Closing price · 365 days
Nov 6, 2025 – Nov 5, 2026
Monthly buys vs sells · 24 months
Counts of disclosed transactions
- Buys
- Sells (incl. partial)
Politicians who traded it
5 hold it now Estimated
| Politician | Seat | Trades | Buys | Sells | Bought (mid) | Sold (mid) | Last trade | Est. position Estimated |
|---|---|---|---|---|---|---|---|---|
| RDiana Harshbarger | House · TN-01 | 10 | 3 | 7 | $24K | $56K | Nov 14, 2022 | $24.7K |
| DGilbert Ray Cisneros, Jr. | House · CA-31 | 10 | 10 | 0 | $80K | $0 | Jun 11, 2026 | $79.2K |
| RMichael T. McCaul | House · TX-10 | 8 | 2 | 6 | $207.5K | $188.5K | Mar 2, 2026 | $107.3K |
| DSusie Lee | House · NV-03 | 5 | 3 | 2 | $24K | $40.5K | Apr 20, 2023 | $30K |
| RJohn James | House · MI-10 | 2 | 1 | 1 | $8K | $8K | Jul 18, 2024 | — |
| DSara Jacobs | House · CA-51 | 2 | 1 | 1 | $32.5K | $32.5K | Apr 9, 2021 | $7.4K |
| DVal T. Hoyle | House · OR-04 | 2 | 1 | 1 | $8K | $8K | Apr 2, 2025 | — |
Recent trades
| Politician | Ticker | Asset | Type | Owner | Amount | vs S&P Estimated | Traded | Filed | Source |
|---|---|---|---|---|---|---|---|---|---|
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | +3.5% | Jun 11, 2026 | Jul 2, 202621d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | +3.5% | Jun 5, 2026 | Jul 2, 202627d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | +6.9% | May 19, 2026 | Jun 8, 202620d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | +6.9% | May 14, 2026 | Jun 8, 202625d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | +6.9% | May 12, 2026 | Jun 8, 202627d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | +6.9% | May 7, 2026 | Jun 8, 202632d | Filing |
| DVal T. Hoyle | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Sell | Spouse | $1,001 - $15,000 | -1.2% | Apr 2, 2025 | May 15, 2026408d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | -0.2% | May 1, 2026 | May 8, 20267d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | -0.2% | Apr 6, 2026 | May 8, 202632d | Filing |
| RMichael T. McCaul | LPLA | LPLFINANCIALHOLDINGSINC | Sell | Spouse | $50,001 - $100,000 | +11.6% | Mar 2, 2026 | Apr 8, 202637d | FilingOCR |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | -10.0% | Mar 27, 2026 | Apr 7, 202611d | Filing |
| DGilbert Ray Cisneros, Jr. | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | -23.1% | Dec 10, 2025 | Jan 12, 202633d | Filing |
| DVal T. Hoyle | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Spouse | $1,001 - $15,000 | -25.7% | Mar 3, 2025 | Sep 12, 2025193d | Filing |
| RMichael T. McCaul | LPLA | LPL FINANCIAL HOLDINGS | Sell | Spouse | $15,001 - $50,000 | +39.1% | Jun 27, 2025 | Jul 7, 202510d | FilingOCR |
| RMichael T. McCaul | LPLA | LPL FINANCIAL HOLDINGS | Sell | Dependent | $1,001 - $15,000 | +34.7% | Dec 13, 2024 | Jan 15, 202533d | FilingOCR |
| RMichael T. McCaul | LPLA | LPL FINANCIAL HOLDINGS | Sell | Spouse | $15,001 - $50,000 | +34.7% | Dec 13, 2024 | Jan 15, 202533d | FilingOCR |
| RMichael T. McCaul | LPLA | LPL FINANCIAL HOLDINGS | Sell | Dependent | $1,001 - $15,000 | +29.6% | Nov 20, 2024 | Dec 16, 202426d | FilingOCR |
| RMichael T. McCaul | LPLA | LPL FINANCIAL HOLDINGS | Sell | Spouse | $15,001 - $50,000 | +29.6% | Nov 20, 2024 | Dec 16, 202426d | FilingOCR |
| RMichael T. McCaul | LPLA | LPl FInaNCiaL HoLdingS | BuyReview | Unknown | $15,001 - $50,000 | +14.3% | Aug 16, 2024 | Sep 16, 202431d | FilingOCR |
| RMichael T. McCaul | LPLA | LPL FInaNcial HoldINgs | Buy | Spouse | $100,001 - $250,000 | +14.3% | Aug 16, 2024 | Sep 16, 202431d | FilingOCR |
| RJohn James | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Sell | Self | $1,001 - $15,000 | -4.2% | Jul 18, 2024 | Sep 2, 202446d | Filing |
| RJohn James | LPLA | LPL Financial Holdings Inc. - Common Stock (LPLA) | Buy | Self | $1,001 - $15,000 | +4.2% | Nov 10, 2023 | Sep 2, 2024297d | Filing |
| DSusie Lee | LPLA | LPL Financial Holdings Inc. (LPLA) | Sell | Joint | $15,001 - $50,000 | +18.0% | Apr 20, 2023 | May 12, 202322d | Filing |
| RDiana Harshbarger | LPLA | LPL FINANCIAL HOLDINGS INC | Sell | Spouse | $1,001 - $15,000 | +60.0% | Nov 14, 2022 | Nov 29, 202215d | FilingOCR |
| RDiana Harshbarger | LPLA | LPL FINANCIAL HOLDINGS INC | Sell | Self | $1,001 - $15,000 | +60.0% | Oct 24, 2022 | Nov 29, 202236d | FilingOCR |
| RDiana Harshbarger | LPLA | LPL FINANCIaL HOLdINGS INC | Buy | Self | $1,001 - $15,000 | -1.6% | Jan 21, 2022 | Feb 28, 202238d | FilingOCR |
| RDiana Harshbarger | LPLA | LPL FINANCIAL HOLDINGS INC | Buy | Joint | $1,001 - $15,000 | -1.6% | Jan 21, 2022 | Feb 28, 202238d | FilingOCR |
| RDiana Harshbarger | LPLA | LPL FINANCIAL HOLDINGS INC | Buy | Spouse | $1,001 - $15,000 | -1.6% | Jan 21, 2022 | Feb 28, 202238d | FilingOCR |
| RDiana Harshbarger | LPLA | LPLFINANCIAL HOLDINGSINC | Sell | Spouse | $1,001 - $15,000 | -36.6% | May 17, 2021 | Aug 27, 2021102d | FilingOCR |
| RDiana Harshbarger | LPLA | LPLFINANCIAL HOLDINGSINC | Sell | Self | $1,001 - $15,000 | -36.6% | May 17, 2021 | Aug 27, 2021102d | FilingOCR |
| RDiana Harshbarger | LPLA | LPLFINANCIALHOLDINGSINC | Sell | Self | $1,001 - $15,000 | -36.6% | May 17, 2021 | Aug 27, 2021102d | FilingOCR |
| RDiana Harshbarger | LPLA | LPLFINANCIALHOLDINGSINC | Sell | Self | $1,001 - $15,000 | -43.5% | May 17, 2021 | Aug 16, 202191d | FilingOCR |
| RDiana Harshbarger | LPLA | LPLFINANCIALHOLDINGSINC | Sell | Self | $1,001 - $15,000 | -43.5% | May 17, 2021 | Aug 16, 202191d | FilingOCR |
| DSusie Lee | LPLA | LPL Financial Holdings Inc. (LPLA) | Buy | Joint | $1,001 - $15,000 | +51.8% | Jun 15, 2021 | Jul 13, 202128d | Filing |
| DSara Jacobs | LPLA | LPL Financial Holdings Inc. (LPLA) | Sell | Self | $15,001 - $50,000 | -29.0% | Apr 9, 2021 | May 28, 202149d | Filing |
| DSara Jacobs | LPLA | LPL Financial holdings Inc. (LPLA) | Buy | Self | $15,001 - $50,000 | +23.8% | Feb 19, 2021 | Mar 12, 202121d | Filing |
| DSusie Lee | LPLA | LPL Financial Holdings Inc. (LPLA) | Buy | Joint | $1,001 - $15,000 | +108.5% | Oct 19, 2020 | Dec 8, 202050d | Filing |
| DSusie Lee | LPLA | LPL Financial Holdings Inc. (LPLA) | Buy | Joint | $1,001 - $15,000 | +155.6% | Sep 28, 2020 | Oct 24, 202026d | Filing |
| DSusie Lee | LPLA | LPL Financial Holdings Inc. (LPLa) | Partial | Joint | $1,001 - $15,000 | — | Nov 21, 2019 | Jan 16, 202056d | Filing |
Unusual activity Estimated
- 41Hindsight movePublic Jul 27, 2026 · traded Jun 11, 2026
LPLA rose 16% in the 30 trading days after Rep. Gilbert Ray Cisneros, Jr.'s buy (hindsight)
Details
- Politician
- Gilbert Ray Cisneros, Jr.
- Ticker
- LPLA
- Asset
- LPL Financial Holdings Inc. - Common Stock (LPLA)
- Tx type
- buy
- Traded
- Jun 11, 2026
- Filed
- Jul 2, 2026
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 21
- Owner type
- self
- Is whale
- No
- Entry date
- Jun 11, 2026
- Entry close
- 285.44
- Exit date
- Jul 27, 2026
- Exit close
- 331.72
- Forward return
- +16.2%
- Sign adjusted return
- +16.2%
- N trading days
- 30
- Hindsight
- Yes
- Measured from
- trade date
- Public from
- Jul 27, 2026
- Method version
- 2026-11-03
- 70Late filingPublic May 15, 2026 · traded Apr 2, 2025
Rep. Val T. Hoyle filed 363 days late: $1K–$15K sale of LPLA
Details
- Politician
- Val T. Hoyle
- Ticker
- LPLA
- Asset
- LPL Financial Holdings Inc. - Common Stock (LPLA)
- Tx type
- sell
- Traded
- Apr 2, 2025
- Filed
- May 15, 2026
- Amount low
- $1,001
- Amount high
- $15,000
- Range midpoint (estimate)
- $8,001
- Disclosed range
- $1,001 - $15,000
- Reporting lag days
- 408
- Owner type
- spouse
- Is whale
- No
- Deadline
- the earlier of 45 days after the trade and 30 days after notification
- Days past deadline
- 363
- N late rows
- 1
- Late rows
- {"id":86850,"ticker":"LPLA","label":"$1,001 - $15,000","lag_days":408}
- Public from
- May 15, 2026
- Method version
- 2026-11-03
- 33First-time tickerPublic Sep 16, 2024 · traded Aug 16, 2024
First-ever LPLA trade for Rep. Michael T. McCaul's spouse: $100K–$250K buy
Details
- Politician
- Michael T. McCaul
- Ticker
- LPLA
- Asset
- LPL FInaNcial HoldINgs
- Tx type
- buy
- Traded
- Aug 16, 2024
- Filed
- Sep 16, 2024
- Amount low
- $100K
- Amount high
- $250K
- Range midpoint (estimate)
- $175K
- Disclosed range
- $100,001 - $250,000
- Reporting lag days
- 31
- Owner type
- spouse
- Is whale
- No
- Public from
- Sep 16, 2024
- Method version
- 2026-11-03