Official filing metadata
- Filer (as printed)
- Hon. Josh Gottheimer
- Office (as printed)
- NJ05
- Chamber
- House
- Filing type
- ptr
- Filing date
- Dec 13, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 29
- Parser version
- house_pdf_v2
- First seen
- Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
- Fetched
- Nov 3, 2026
- Parsed
- Nov 3, 2026
- Internal id
- 2113
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 29
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | JT | Alphabet Inc. - Class C Capital Stock (GOOG) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | GOOG | P | 11/03/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | GOOG0.98 | BuyBuy | Joint | Nov 3, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | JT | AutoZone, Inc. (AZO) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | AZO | P | 11/10/2021 | 12/06/2021 | $15,001 - $50,000 | 1.00 | AZO0.98 | BuyBuy | Joint | Nov 10, 2021 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 3 | JT | Compass Minerals Intl Inc (CMP) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | CMP | S | 11/16/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | CMP0.98 | SellSell | Joint | Nov 16, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | JT | Emergent biosolutions, Inc. (EbS) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | — | S | 11/05/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | EBS0.98 | SellSell | Joint | Nov 5, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | JT | Equifax, Inc. (EFX) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | EFX | P | 11/19/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | EFX0.98 | BuyBuy | Joint | Nov 19, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | JT | Haier Smart Home Co Ltd AdR (HSHCY) [OT] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 L OCATION : US d ESCRIPTION : AdR Stock | filing_status: New | HSHCY | P | 11/19/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | HSHCY0.98 | BuyBuy | Joint | Nov 19, 2021 | $1,001 - $15,000mid $8K | Other | not modelled |
| 7 | JT | Haier Smart Home Co Ltd AdR (HSHCY) [OT] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 L OCATION : US d ESCRIPTION : AdR Stock | filing_status: New | HSHCY | P | 11/24/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | HSHCY0.98 | BuyBuy | Joint | Nov 24, 2021 | $1,001 - $15,000mid $8K | Other | not modelled |
| 8 | JT | Heartland Express, Inc. (HTLd) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | — | S (partial) | 11/04/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | HTLD0.98 | PartialPartial sale | Joint | Nov 4, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | JT | Helios Technologies, Inc. (HLIO) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | HLIO | S (partial) | 11/03/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | HLIO0.98 | PartialPartial sale | Joint | Nov 3, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | JT | Lam Research Corporation (LRCX) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | LRCX | S (partial) | 11/08/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | LRCX0.98 | PartialPartial sale | Joint | Nov 8, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | JT | LHC Group - common stock (LHCG) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | LHCG | P | 11/04/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | —0.60 | BuyBuy | Joint | Nov 4, 2021 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 12 | JT | MarketAxess Holdings, Inc. (MKTX) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | MKTX | S | 11/12/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | MKTX0.98 | SellSell | Joint | Nov 12, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | JT | Mastercard Incorporated (MA) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | MA | S | 11/02/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | MA0.98 | SellSell | Joint | Nov 2, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | JT | Microsoft Corporation (MSFT) [OP] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Portfolio Management Active Assets Account d ESCRIPTION : Call options; Strike Price $150; Expires 3/18/2022 | filing_status: New | MSFT | P | 11/15/2021 | 12/06/2021 | $5,000,001 - $25,000,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Nov 15, 2021 | $5,000,001 - $25,000,000mid $15M | Option | not modelled |
| 15 | JT | Microsoft Corporation (MSFT) [OP] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Portfolio Management Active Assets Account d ESCRIPTION : Call options; Strike Price $145; Expires 3/18/2022 | filing_status: New | MSFT | P | 11/15/2021 | 12/06/2021 | $1,000,001 - $5,000,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Nov 15, 2021 | $1,000,001 - $5,000,000mid $3M | Option | not modelled |
| 16 | JT | Microsoft Corporation (MSFT) [OP] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Portfolio Management Active Assets Account d ESCRIPTION : Call options; Strike Price $160; Expires 1/21/2022 | filing_status: New | MSFT | P | 11/15/2021 | 12/06/2021 | $500,001 - $1,000,000 | 1.00 | MSFT0.98 | BuyBuy | Joint | Nov 15, 2021 | $500,001 - $1,000,000mid $750K | Option | not modelled |
| 17 | JT | Microsoft Corporation (MSFT) [OP] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Portfolio Management Active Assets Account d ESCRIPTION : Call options; Strike Price $160; Expires 9/16/2022 | filing_status: New | MSFT | S | 11/15/2021 | 12/06/2021 | $500,001 - $1,000,000 | 1.00 | MSFT0.98 | SellSell | Joint | Nov 15, 2021 | $500,001 - $1,000,000mid $750K | Option | not modelled |
| 18 | JT | Microsoft Corporation (MSFT) [OP] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Portfolio Management Active Assets Account d ESCRIPTION : Call options; Strike Price $150; Expires 9/16/2022 | filing_status: New | MSFT | S | 11/15/2021 | 12/06/2021 | $5,000,001 - $25,000,000 | 1.00 | MSFT0.98 | SellSell | Joint | Nov 15, 2021 | $5,000,001 - $25,000,000mid $15M | Option | not modelled |
| 19 | JT | Microsoft Corporation (MSFT) [OP] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Portfolio Management Active Assets Account d ESCRIPTION : Call options; Strike Price $145; Expires 9/16/2022 | filing_status: New | MSFT | S | 11/15/2021 | 12/06/2021 | $1,000,001 - $5,000,000 | 1.00 | MSFT0.98 | SellSell | Joint | Nov 15, 2021 | $1,000,001 - $5,000,000mid $3M | Option | not modelled |
| 20 | JT | Norfolk Southern Corporation (NSC) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | NSC | S (partial) | 11/02/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | NSC0.98 | PartialPartial sale | Joint | Nov 2, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 21 | JT | PayPal Holdings, Inc. (PYPL) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | PYPL | S (partial) | 11/08/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | PYPL0.98 | PartialPartial sale | Joint | Nov 8, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | JT | PayPal Holdings, Inc. (PYPL) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | PYPL | S (partial) | 11/12/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | PYPL0.98 | PartialPartial sale | Joint | Nov 12, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 23 | JT | PayPal Holdings, Inc. (PYPL) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | PYPL | S (partial) | 11/09/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | PYPL0.98 | PartialPartial sale | Joint | Nov 9, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | JT | PayPal Holdings, Inc. (PYPL) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | PYPL | S (partial) | 11/02/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | PYPL0.98 | PartialPartial sale | Joint | Nov 2, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | JT | Rockwell Automation, Inc. (ROK) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | ROK | S (partial) | 11/02/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | ROK0.98 | PartialPartial sale | Joint | Nov 2, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | JT | SS&C Technologies Holdings, Inc. (SSNC) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | SSNC | S | 11/05/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | SSNC0.98 | SellSell | Joint | Nov 5, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | JT | Tapestry, Inc. (TPR) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | TPR | S (partial) | 11/02/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | TPR0.98 | PartialPartial sale | Joint | Nov 2, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | JT | Terex Corporation (TEX) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | TEX | P | 11/04/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | TEX0.98 | BuyBuy | Joint | Nov 4, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | JT | Uber Technologies, Inc. (UbER) [ST] other: F ILING S TATUS : New S UbHOLdING O F : Morgan Stanley - Select UMA Account # 1 | filing_status: New | — | S | 11/30/2021 | 12/06/2021 | $1,001 - $15,000 | 1.00 | UBER0.98 | SellSell | Joint | Nov 30, 2021 | $1,001 - $15,000mid $8K | Stock | modelled |