Official filing metadata
- Filer (as printed)
- Hon. Dean Phillips
- Office (as printed)
- MN03
- Chamber
- House
- Filing type
- ptr
- Filing date
- Mar 12, 2020
- Filing year
- 2020
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 91
- Parser version
- house_pdf_v1
- First seen
- Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
- Fetched
- Sep 9, 2026
- Parsed
- Sep 9, 2026
- Internal id
- 1731
row 88: stray text in ['cap']: gfedc
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 91
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | 3M Company (MMM) [sT] other: F IlINg s TaTus : New | MMM | s (partial) | 02/28/2020 | 03/06/2020 | $15,001 - $50,000 | 0.50 | MMM0.98 | PartialPartial sale | Self | Feb 28, 2020 | $15,001 - $50,000mid $32.5K | Stock | Reviewmodelled |
| 2 | — | a.o. smith Corporation (aos) [sT] other: F IlINg s TaTus : New | — | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 3 | — | abbott laboratories (aBT) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | ABT0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | — | aBIoMED, Inc. (aBMD) [sT] other: F IlINg s TaTus : New | — | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 5 | — | accenture plc Class a ordinary shares (aCN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | ACN0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 6 | — | aercap Holdings NV VaR Rt 10/10/2079 dtd 10/10/2019 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | s (partial) | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | PartialPartial sale | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Other | Reviewnot modelled |
| 7 | — | alexion Pharmaceuticals, Inc. (alXN) [sT] other: F IlINg s TaTus : New | — | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 8 | — | alliance Data systems Corporation (aDs) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 9 | — | aT&T Inc PFD [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | P | 02/12/2020 | 03/06/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 12, 2020 | $15,001 - $50,000mid $32.5K | Unknown | Reviewnot modelled |
| 10 | — | Baxter International Inc. (BaX) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | BAX0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | Berkshire Hathaway Inc. New (BRK.B) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | BRK.B | s (partial) | 02/10/2020 | 03/06/2020 | $15,001 - $50,000 | 0.50 | BRK-B0.98 | PartialPartial sale | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Stock | Reviewmodelled |
| 12 | — | Booking Holdings Inc. (BKNg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | BKNG0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 13 | — | Booking Holdings Inc. (BKNg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/27/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | BKNG0.98 | BuyBuy | Self | Feb 27, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | — | CenterPoint Energy, Inc (CNP) [sT] other: F IlINg s TaTus : New | CNP | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | CNP0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | — | Cerner Corporation (CERN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | CERN | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.60 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 16 | — | Cerner Corporation (CERN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | CERN | s (partial) | 02/14/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.60 | PartialPartial sale | Self | Feb 14, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 17 | — | Cerner Corporation (CERN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | CERN | s (partial) | 02/26/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.60 | PartialPartial sale | Self | Feb 26, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 18 | — | Cerner Corporation (CERN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | CERN | s (partial) | 02/27/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.60 | PartialPartial sale | Self | Feb 27, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 19 | — | Cerner Corporation (CERN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | CERN | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.60 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 20 | — | Charles schwab Corporation (sCHW) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | SCHW0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 21 | — | Charles schwab Corporation (sCHW) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/24/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | SCHW0.98 | BuyBuy | Self | Feb 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 22 | — | Chubb limited (CB) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | CB | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | CB0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 23 | — | Comcast Corporation - Class a (CMCsa) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | CMCSA0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 24 | — | Comerica Incorporated (CMa) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 25 | — | Corning Incorporated (glW) [sT] other: F IlINg s TaTus : New | — | s (partial) | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | GLW0.98 | PartialPartial sale | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 26 | — | Discover Finl svs Var Rt Perp Mat dtd 10/31/2017 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | s (partial) | 02/26/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | PartialPartial sale | Self | Feb 26, 2020 | $1,001 - $15,000mid $8K | Other | Reviewnot modelled |
| 27 | — | Dollar general Corporation (Dg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.90 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 28 | — | Dollar Tree, Inc. (DlTR) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | DLTR0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 29 | — | DTE Energy Company (DTE) [sT] other: F IlINg s TaTus : New | DTE | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | DTE0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | — | DuPont de Nemours, Inc. (DD) [sT] other: F IlINg s TaTus : New | DD | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | DD0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 31 | — | DXC Technology Company (DXC) [sT] other: F IlINg s TaTus : New | DXC | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | DXC0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 32 | — | Eaton Corporation, PlC ordinary shares (ETN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | ETN | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | ETN0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 33 | — | Eversource Energy (Es) [sT] other: F IlINg s TaTus : New | — | s (partial) | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.90 | PartialPartial sale | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 34 | — | Expeditors International of Washington, Inc. (EXPD) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | EXPD | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | EXPD0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 35 | — | Ford Motor Company (F) [sT] other: F IlINg s TaTus : New | F | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | F0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 36 | — | Fox Corporation - Class a (FoXa) [sT] other: F IlINg s TaTus : New | — | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | FOXA0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 37 | — | goldman sachs group, Inc Var Rt 11/10/2165 dtd 04/23/2015 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | s (partial) | 02/12/2020 | 03/06/2020 | $15,001 - $50,000 | 0.50 | —0.00 | PartialPartial sale | Self | Feb 12, 2020 | $15,001 - $50,000mid $32.5K | Other | Reviewnot modelled |
| 38 | — | H&R Block, Inc. (HRB) [sT] other: F IlINg s TaTus : New | HRB | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | HRB0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | — | HD supply Holdings, Inc. (HDs) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 40 | — | Honeywell International Inc. (HoN) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | HON0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 41 | — | Internationa Flavors & Fragrances, Inc. (IFF) [sT] other: F IlINg s TaTus : New | IFF | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | IFF0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 42 | — | Iron Mountain Incorporated (IRM) [sT] other: F IlINg s TaTus : New | IRM | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | IRM0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 43 | — | J.M. smucker Company (sJM) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 44 | — | JP Morgan Chase & Co. (JPM) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | JPM | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | JPM0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 45 | — | Kohl's Corporation (Kss) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 46 | — | Koninklijke Philips N.V. NY Registry shares (PHg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | PHG0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | — | Koninklijke Philips N.V. NY Registry shares (PHg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/13/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | PHG0.98 | BuyBuy | Self | Feb 13, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | — | Koninklijke Philips N.V. NY Registry shares (PHg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/14/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | PHG0.98 | BuyBuy | Self | Feb 14, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | — | Koninklijke Philips N.V. NY Registry shares (PHg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/21/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | PHG0.98 | BuyBuy | Self | Feb 21, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | — | lake Travis TX Indep sch Dist Perm sch gtd Fund unlimited Tax 5% Feb [gs] other: F IlINg s TaTus : New | — | s | 02/18/2020 | 03/06/2020 | $15,001 - $50,000 | 0.50 | —0.00 | SellSell | Self | Feb 18, 2020 | $15,001 - $50,000mid $32.5K | Mutual fund | Reviewnot modelled |
| 51 | — | loews Corporation (l) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | —0.90 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 52 | — | Macy's Inc (M) [sT] other: F IlINg s TaTus : New | M | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | M0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 53 | — | Masco Corporation (Mas) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.90 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 54 | — | Nestle sa sponsored aDR representing Registered shares series B (NsRgY) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | NSRGY0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 55 | — | Newell Brands Inc. (NWl) [sT] other: F IlINg s TaTus : New | — | s (partial) | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | NWL0.98 | PartialPartial sale | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 56 | — | Northern Trust Corporation (NTRs) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | NTRS0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 57 | — | Northern Trust Corporation (NTRs) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | NTRS0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 58 | — | Nutrien ltd. Common shares (NTR) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | NTR | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | NTR0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 59 | — | omnicom group Inc. (oMC) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | OMC0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 60 | — | PaCCaR Inc. (PCaR) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | PCAR0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 61 | — | Pepsico, Inc. (PEP) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | PEP | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | PEP0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 62 | — | Philip Morris International Inc (PM) [sT] other: F IlINg s TaTus : New | PM | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | PM0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 63 | — | PPg Industries, Inc. (PPg) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | PPG0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 64 | — | Quest Diagnostics Incorporated (DgX) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | DGX0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 65 | — | schlumberger N.V. (slB) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | SLB0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 66 | — | simon Property group, Inc. (sPg) [sT] other: F IlINg s TaTus : New | — | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | SPG0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 67 | — | smith & Nephew Plc ord ordinary shares (sNNuF) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | SNNUF0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 68 | — | southwest airlines Company (luV) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | LUV0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 69 | — | southwest airlines Company (luV) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | P | 02/24/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | LUV0.98 | BuyBuy | Self | Feb 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 70 | — | TE Connectivity ltd. New switzerland Registered shares (TEl) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | TEL0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 71 | — | The Kraft Heinz Company (KHC) [sT] other: F IlINg s TaTus : New | KHC | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | KHC0.98 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 72 | — | TJX Companies, Inc. (TJX) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | TJX | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | TJX0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 73 | — | Truist Fin Corp Var Rt Perp Mat dtd 12/09/2019 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | s (partial) | 02/19/2020 | 03/06/2020 | $15,001 - $50,000 | 0.50 | —0.00 | PartialPartial sale | Self | Feb 19, 2020 | $15,001 - $50,000mid $32.5K | Other | Reviewnot modelled |
| 74 | — | Truist Fin Corp Var Rt Perp Mat dtd 12/09/2019 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | P | 02/19/2020 | 03/06/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 19, 2020 | $15,001 - $50,000mid $32.5K | Other | not modelled |
| 75 | — | unilever PlC (ul) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.90 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 76 | — | united Parcel service, Inc. (uPs) [sT] other: F IlINg s TaTus : New | — | s (partial) | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | UPS0.98 | PartialPartial sale | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 77 | — | unitedHealth group Incorporated Common stock (uNH) [sT] other: F IlINg s TaTus : New s uBHolDINg o F : - Trust 1 | — | s (partial) | 02/10/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | UNH0.98 | PartialPartial sale | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 78 | — | Ventas, Inc. (VTR) [sT] other: F IlINg s TaTus : New | VTR | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | VTR0.98 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 79 | — | Viacom Inc Var Rt 02/28/2057 dtd 02/28/2017 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | P | 02/25/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 25, 2020 | $1,001 - $15,000mid $8K | Other | not modelled |
| 80 | — | Viacom Inc Var Rt 02/28/2057 dtd 02/28/2017 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Other | not modelled |
| 81 | — | ViacomCBs Inc. - Class B (VIaC) [sT] other: F IlINg s TaTus : New | — | P | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | PSKY0.92 | BuyBuy | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 82 | — | Wachovia Cap TR III Var Rt Perp Mat dtd 02/01/2006 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | s (partial) | 02/20/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | PartialPartial sale | Self | Feb 20, 2020 | $1,001 - $15,000mid $8K | Other | Reviewnot modelled |
| 83 | — | Wachovia Cap TR III Var Rt Perp Mat dtd 02/01/2006 [Cs] other: F IlINg s TaTus : New D EsCRIPTIoN : Preferred security | — | s (partial) | 02/21/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | PartialPartial sale | Self | Feb 21, 2020 | $1,001 - $15,000mid $8K | Other | Reviewnot modelled |
| 84 | — | Walgreens Boots alliance, Inc. (WBa) [sT] other: F IlINg s TaTus : New | — | s | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.00 | SellSell | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Unknown | Reviewnot modelled |
| 85 | — | Wells Fargo & Company (WFC) [sT] other: F IlINg s TaTus : New | WFC | s (partial) | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | WFC0.98 | PartialPartial sale | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 86 | — | Wells Fargo & Company (WFC) [sT] other: F IlINg s TaTus : New | WFC | P | 02/21/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Self | Feb 21, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 87 | — | Wells Fargo & Company (WFC) [sT] other: F IlINg s TaTus : New | WFC | P | 02/20/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Self | Feb 20, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 88 | — | Wells Fargo & Company (WFC) [sT] other: F IlINg s TaTus : New | WFC | P | 02/21/2020 | 03/06/2020 | $1,001 - $15,000 | 0.70 | WFC0.98 | BuyBuy | Self | Feb 21, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 89 | — | Wells Fargo & Company (WFC) [sT] other: F IlINg s TaTus : New | WFC | P | 02/24/2020 | 03/06/2020 | $1,001 - $15,000 | 1.00 | WFC0.98 | BuyBuy | Self | Feb 24, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 90 | — | Westrock Company (WRK) [sT] other: F IlINg s TaTus : New | WRK | s (partial) | 02/28/2020 | 03/06/2020 | $1,001 - $15,000 | 0.50 | —0.60 | PartialPartial sale | Self | Feb 28, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 91 | — | Wichita Ks Water & sewer util Rev Ref- ser B 5.0%; Due 10/01/2024 [gs] other: F IlINg s TaTus : New | — | P | 02/19/2020 | 03/06/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 19, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |