Official filing metadata
- Filer (as printed)
- Hon. K. Michael Conaway
- Office (as printed)
- TX11
- Chamber
- House
- Filing type
- ptr
- Filing date
- Apr 6, 2020
- Filing year
- 2020
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 53
- Parser version
- house_pdf_v2
- First seen
- Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
- Fetched
- Nov 3, 2026
- Parsed
- Nov 3, 2026
- Internal id
- 1252
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 53
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | 3M Company (MMM) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | MMM | S | 03/11/2020 | 03/13/2020 | $1,001 - $15,000 | 1.00 | MMM0.98 | SellSell | Self | Mar 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | — | american Electric Power Company, Inc. (aEP) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | — | S | 03/18/2020 | 03/20/2020 | $15,001 - $50,000 | 1.00 | AEP0.98 | SellSell | Self | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 3 | — | baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 4 | — | baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : baNK NoVa SCoTIa 0% bLS bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 5 | — | baNK NoVa SCoTIa 0% EdP bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : baNK NoVa SCoTIa 0% EdP bC CaPPEd LEVERagEd INdX RETURN MTY 03/27/20 CPN 0.000% dUE 03/27/20 Redemption | filing_status: New | — | S | 03/27/2020 | 03/31/2020 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Mar 27, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 6 | — | baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 7 | — | baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 CPN 0.000% dUE 02/28/20 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 CPN 0.000% dUE 02/28/20 Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 8 | — | boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 9 | — | boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 10 | — | diageo plc (dEo) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | — | S (partial) | 03/18/2020 | 03/20/2020 | $1,001 - $15,000 | 1.00 | DEO0.98 | PartialPartial sale | Self | Mar 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | — | diageo plc (dEo) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | — | S | 03/18/2020 | 03/20/2020 | $1,001 - $15,000 | 1.00 | DEO0.98 | SellSell | Self | Mar 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | — | First Trust dJ Internet Index Fund (FdN) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | FDN0.98 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 13 | — | First Trust dJ Internet Index Fund (FdN) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | FDN0.98 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 14 | — | First Trust dJ Internet Index Fund (FdN) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | — | S | 03/10/2020 | 03/12/2020 | $50,001 - $100,000 | 1.00 | FDN0.98 | SellSell | Self | Mar 10, 2020 | $50,001 - $100,000mid $75K | Etf | modelled |
| 15 | — | First Trust Morningstar ETF (FdL) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : boFa FIN LLC 0% bLS LKd To S&P 500 INdEX dUE 04/24/2020 CPN 0.000% dUE 04/24/20 Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 16 | — | First Trust Morningstar ETF (FdL) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 17 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | — | S | 03/11/2020 | 03/13/2020 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Mar 11, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 18 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 19 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 20 | — | HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 21 | — | HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : HSbC USa INC 0% bLS aUToCaLL LKd EURo SToXX 50 IdX dUE 08/25/2022 CPN 0.000% dUE 08/25/22 dTd 08/31/17 Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 22 | — | HSbC USa INC 0% EdP NTS LKd To EURo SToXX 50 INdEX MTY 03/27/20 CPN 0.000% dUE 03/27/20 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : HSbC USa INC 0% EdP NTS LKd To EURo SToXX 50 INdEX MTY 03/27/20 CPN 0.000% dUE 03/27/20 Redemption | filing_status: New | — | S | 03/27/2020 | 03/31/2020 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Mar 27, 2020 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 23 | — | Northrop grumman Corporation (NoC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | — | S | 03/18/2020 | 03/20/2020 | $15,001 - $50,000 | 1.00 | NOC0.98 | SellSell | Self | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 24 | — | Principal U.S. Mega-Cap Multi- Factor Index ETF (USMC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | USMC | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | USMC0.98 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 25 | — | Principal U.S. Mega-Cap Multi- Factor Index ETF (USMC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | USMC | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | USMC0.98 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 26 | SP | Southwest airlines Company (LUV) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 31 (Wells Fargo Financial) | filing_status: New | LUV | S | 03/18/2020 | 03/20/2020 | $15,001 - $50,000 | 1.00 | LUV0.98 | SellSell | Spouse | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 27 | — | Southwest airlines Company (LUV) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | LUV | S | 03/18/2020 | 03/20/2020 | $15,001 - $50,000 | 1.00 | LUV0.98 | SellSell | Self | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Stock | modelled |
| 28 | — | SPdR dow Jones Industrial average ETF (dIa) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | — | S (partial) | 03/18/2020 | 03/20/2020 | $1,001 - $15,000 | 1.00 | DIA0.98 | PartialPartial sale | Self | Mar 18, 2020 | $1,001 - $15,000mid $8K | Etf | modelled |
| 29 | — | SPdR dow Jones Industrial average ETF (dIa) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | — | S | 03/18/2020 | 03/20/2020 | $1,001 - $15,000 | 1.00 | DIA0.98 | SellSell | Self | Mar 18, 2020 | $1,001 - $15,000mid $8K | Etf | modelled |
| 30 | — | SPdR S&P 500 (SPY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | SPY | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | SPY0.98 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 31 | — | SPdR S&P 500 (SPY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | SPY | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | SPY0.98 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 32 | — | SPdR S&P dividend ETF (SdY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | SDY0.98 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 33 | — | SPdR S&P dividend ETF (SdY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | SDY0.98 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 34 | — | SPdR S&P dividend ETF (SdY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | — | S | 03/11/2020 | 03/13/2020 | $15,001 - $50,000 | 1.00 | SDY0.98 | SellSell | Self | Mar 11, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 35 | — | SPdR S&P dividend ETF (SdY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | — | S | 03/11/2020 | 03/13/2020 | $100,001 - $250,000 | 1.00 | SDY0.98 | SellSell | Self | Mar 11, 2020 | $100,001 - $250,000mid $175K | Etf | modelled |
| 36 | — | SPdR S&P dividend ETF (SdY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | — | S | 03/11/2020 | 03/13/2020 | $50,001 - $100,000 | 1.00 | SDY0.98 | SellSell | Self | Mar 11, 2020 | $50,001 - $100,000mid $75K | Etf | modelled |
| 37 | — | The Travelers Companies, Inc. (TRV) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | TRV | S | 03/11/2020 | 03/13/2020 | $1,001 - $15,000 | 1.00 | TRV0.98 | SellSell | Self | Mar 11, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | — | Vanguard Consumer Staples ETF (VdC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | — | S | 03/11/2020 | 03/13/2020 | $15,001 - $50,000 | 1.00 | VDC0.98 | SellSell | Self | Mar 11, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 39 | — | Vanguard Consumer Staples ETF (VdC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | VDC0.98 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 40 | — | Vanguard Consumer Staples ETF (VdC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $100,001 - $250,000 | 1.00 | VDC0.98 | ExchangeExchange | Self | Feb 24, 2020 | $100,001 - $250,000mid $175K | Etf | not modelled |
| 41 | — | Vanguard Consumer Staples ETF (VdC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | — | S (partial) | 03/10/2020 | 03/12/2020 | $15,001 - $50,000 | 1.00 | VDC0.98 | PartialPartial sale | Self | Mar 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 42 | — | Vanguard div appreciation ETF (VIg) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | — | S | 03/11/2020 | 03/13/2020 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Mar 11, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 43 | — | Vanguard div appreciation ETF (VIg) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | — | S | 03/11/2020 | 03/13/2020 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Mar 11, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 44 | — | Vanguard div appreciation ETF (VIg) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 45 | — | Vanguard div appreciation ETF (VIg) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | — | E | 02/24/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | ExchangeExchange | Self | Feb 24, 2020 | $50,001 - $100,000mid $75K | Etf | not modelled |
| 46 | — | Vanguard FTSE developed Markets ETF (VEa) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | — | S | 03/18/2020 | 03/20/2020 | $1,001 - $15,000 | 1.00 | VEA0.98 | SellSell | Self | Mar 18, 2020 | $1,001 - $15,000mid $8K | Etf | modelled |
| 47 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | VPU | S | 03/18/2020 | 03/20/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | SellSell | Self | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 48 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | VPU | S | 03/18/2020 | 03/20/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | SellSell | Self | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 49 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) d ESCRIPTIoN : Transfer from WF 95 | filing_status: New | VPU | E | 02/24/2020 | 02/28/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | ExchangeExchange | Self | Feb 24, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 50 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) d ESCRIPTIoN : Transfer to WF 10 | filing_status: New | VPU | E | 02/24/2020 | 02/28/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | ExchangeExchange | Self | Feb 24, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 51 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | VPU | S | 03/18/2020 | 03/20/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | SellSell | Self | Mar 18, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 52 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | VPU | S | 03/10/2020 | 03/12/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | SellSell | Self | Mar 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 53 | — | Walt disney Company (dIS) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 69 (Wells Fargo Financial) | filing_status: New | — | S | 03/18/2020 | 03/20/2020 | $1,001 - $15,000 | 1.00 | DIS0.98 | SellSell | Self | Mar 18, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |