Official filing metadata
- Filer (as printed)
- Hon. Christopher L. Jacobs
- Office (as printed)
- NY27
- Chamber
- House
- Filing type
- ptr
- Filing date
- Sep 3, 2021
- Filing year
- 2021
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 13
- Parser version
- house_pdf_v2
- First seen
- Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
- Fetched
- Nov 3, 2026
- Parsed
- Nov 3, 2026
- Internal id
- 2191
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 13
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | CALIFORNIA ST 5.000% 03/01/2026 DD 03/18/15 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | S | 06/18/2021 | 08/20/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Jun 18, 2021 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 2 | — | DT Midstream, Inc. (DTM) [ST] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > Parametric D ESCRIPTION : Shares in DT Midstream Inc received following a spin-off of DTE Energy Co. | filing_status: New | DTM | E | 07/01/2021 | 08/13/2021 | $1,001 - $15,000 | 1.00 | DTM0.98 | ExchangeExchange | Self | Jul 1, 2021 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 3 | — | MONROE CNTY NY INDL DEV CORP R 5.000% 07/01/2025 DD 06/24/15 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | S | 01/19/2021 | 08/20/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Jan 19, 2021 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 4 | — | NASSAU CNTY NY INTERIM FIN AUT 4.000% 11/15/2033 DD 02/17/21 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 02/05/2021 | 08/20/2021 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 5, 2021 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 5 | — | NEW YORK CITY NY TRANSITIONAL 5.000% 07/15/2033 DD 07/22/21 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 07/16/2021 | 08/20/2021 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 16, 2021 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 6 | — | NEW YORK CITY NY TRANSITIONAL 5.000% 11/01/2025 DD 11/05/15 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | S | 03/17/2021 | 08/20/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Mar 17, 2021 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 7 | — | NEW YORK ST DORM AUTH ST PERSO 5.000% 03/15/2034 DD 03/25/21 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 03/19/2021 | 08/20/2021 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Mar 19, 2021 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 8 | — | NEW YORK ST THRUWAY AUTH 5.000% 01/01/2025 DD 02/06/14 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | S | 07/15/2021 | 08/20/2021 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Jul 15, 2021 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 9 | — | PORT AUTH OF NEW YORK & NEW JE 5.000% 07/15/2032 DD 02/05/21 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 01/21/2021 | 08/20/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jan 21, 2021 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 10 | — | SALES TAX ASSET RECEIVAbLE COR 5.000% 10/15/2026 DD 10/15/14 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 07/15/2021 | 08/20/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jul 15, 2021 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 11 | — | SAN ANTONIO TX WTR REVENUE 5.000% 05/15/2033 DD 07/13/21 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 06/23/2021 | 08/20/2021 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Jun 23, 2021 | $15,001 - $50,000mid $32.5K | Bond | not modelled |
| 12 | — | UTAH ST 5.000% 07/01/2030 DD 02/27/20 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 02/03/2021 | 08/20/2021 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 3, 2021 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 13 | — | VIRGINIA ST CLG bLDG AUTH EDUC 5.000% 02/01/2029 DD 12/21/17 [GS] other: F ILING S TATUS : New S UbHOLDING O F : CL TRUST > LDJ FAM INV LLC > GWK | filing_status: New | — | P | 02/01/2021 | 08/20/2021 | $50,001 - $100,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 1, 2021 | $50,001 - $100,000mid $75K | Bond | not modelled |