Filing audit view

20017600Parsed

DJoe Courtney · House · ptr · filed Nov 6, 2020

Official filing metadata

Filer (as printed): Hon. Joe Courtney
Office (as printed): CT02
Chamber: House
Filing type: ptr
Filing date: Nov 6, 2020
Filing year: 2020
Document format: pdf

Processing (ours)

Status: Parsed
Rows parsed: 35
Parser version: house_pdf_v2
First seen: Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
Fetched: Nov 3, 2026
Parsed: Nov 3, 2026
Internal id: 1267

Reading this page

The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.

When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.

Rows · 35

Left: official, as printed · Right: normalized

Raw filing rows beside their normalized interpretation
Official · as printed in the filing									Normalized · our interpretation
#	Owner	Asset	Ticker	Type	Tx date	Notified	Amount	Conf.	Ticker	Type	Owner	Tx date	Amount	Class	Flags
1	SP	Alibaba group Holding Limited American Depositary Shares each representing eight Ordinary share (BABA) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	BABA	S	10/09/2020	10/09/2020	$15,001 - $50,000	1.00	BABA0.98	SellSell	Spouse	Oct 9, 2020	$15,001 - $50,000mid $32.5K	Stock	modelled
2	SP	Blackrock Advantage Large Cap - MALRX [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : MALRX \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	MALRX0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
3	SP	BlackRock Credit Allocation Income Trust (BTZ) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	BTZ	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	BTZ0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Stock	modelled
4	SP	Blackrock Debt Strategies Fund, Inc. (DSU) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	DSU	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	DSU0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Stock	modelled
5	SP	Blackrock Emerging Markets Fund - MADCX [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : MADCX \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	MADCX0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
6	SP	Blackrock High Yield Municipal Fund - MAYHX [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : MAYHX \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	MAYHX0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
7	SP	Blackrock National Municipal Fund - MANLX [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : MANLX \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	MANLX0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
8	SP	Blackrock Technologies Opportunity Fund - BgSIX [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : BgSIX \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
9	SP	Eaton Vance Limited Duration Income Fund Common Shares of Beneficial Interest (EVV) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	EVV	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	EVV0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Stock	modelled
10	SP	Energy Transfer LP Common Units (ET) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	ET	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	ET0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Stock	modelled
11	SP	Ford Motor Company (F) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	F	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	F0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Stock	modelled
12	SP	global X Super Dividend ETF (DIV) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	DIV	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	DIV0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
13	SP	goldman Sachs Dynamic Muni Income Fund [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : gSMTX \| filing_status: New	—	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
14	SP	Hartford Core Equity Fund - HgIIX [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : HgIIX \| filing_status: New	—	P	10/09/2020	10/09/2020	$15,001 - $50,000	1.00	—0.00	BuyBuy	Spouse	Oct 9, 2020	$15,001 - $50,000mid $32.5K	Other	not modelled
15	SP	iShares 20+ Year Treasury Bond ETF (TLT) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	TLT	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	TLT0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
16	SP	iShares 7-10 Year Treasury Bond ETF (IEF) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	IEF	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	IEF0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
17	SP	iShares Core MSCI EAFE ETF (IEFA) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	IEFA	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	IEFA0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
18	SP	iShares Core S&P 500 ETF (IVV) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	IVV	P	10/09/2020	10/09/2020	$15,001 - $50,000	1.00	IVV0.98	BuyBuy	Spouse	Oct 9, 2020	$15,001 - $50,000mid $32.5K	Etf	modelled
19	SP	iShares Core S&P Small-Cap ETF (IJR) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	IJR	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	IJR0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
20	SP	iShares ESg Aware MSCI USA ETF (ESgU) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	not modelled
21	SP	iShares International Select Dividend ETF (IDV) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	IDV	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	IDV0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
22	SP	iShares MSCI EAFE growth ETF (EFg) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.00	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	not modelled
23	SP	iShares MSCI USA Min Vol Factor ETF (USMV) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	USMV	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	USMV0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
24	SP	iShares MSCI USA Value Factor ETF (VLUE) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	VLUE	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	VLUE0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
25	SP	iShares U.S. Medical Devices ETF (IHI) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	IHI	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	IHI0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
26	SP	Nintendo Co Ltd ADR (NTDOY) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	NTDOY	S	10/09/2020	10/09/2020	$15,001 - $50,000	1.00	NTDOY0.98	SellSell	Spouse	Oct 9, 2020	$15,001 - $50,000mid $32.5K	Stock	modelled
27	SP	Pimco Investments Income Inst'l [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : PIMIX \| filing_status: New	—	S	10/09/2020	10/09/2020	$15,001 - $50,000	1.00	—0.83	SellSell	Spouse	Oct 9, 2020	$15,001 - $50,000mid $32.5K	Other	Reviewnot modelled
28	SP	Pimco Municipal Bond Fund - PMUPX [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : PMUPX \| filing_status: New	—	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	PMUPX0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
29	SP	Rivernorth Funds Doubleline Strategic Income [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : RNSIX \| filing_status: New	—	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
30	SP	SPDR Blackstone gSO Senior Loan ETF (SRLN) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account D ESCRIPTION : Reported on FD as "SSgA Active" \| filing_status: New	SRLN	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	SRLN0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
31	SP	Vanguard Div Appreciation ETF (VIg) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	—	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	not modelled
32	SP	Vanguard Total Stock Market ETF (VTI) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	VTI	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	VTI0.98	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Etf	modelled
33	SP	WCM Focused Int'l growth [OT] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account L OCATION : US D ESCRIPTION : WCMIX \| filing_status: New	—	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.00	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Other	not modelled
34	SP	WisdomTree CBOE S&P 500 PutWrite Strategy Fund (PUTW) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	PUTW	S	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	—0.60	SellSell	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Stock	Reviewnot modelled
35	SP	WisdomTree Emerging Markets Ex-State Owned Enterprises Fund (XSOE) [ST] other: F ILINg S TATUS : New S UBHOLDINg O F : Inherited Brokerage Account \| filing_status: New	XSOE	P	10/09/2020	10/09/2020	$1,001 - $15,000	1.00	XSOE0.98	BuyBuy	Spouse	Oct 9, 2020	$1,001 - $15,000mid $8K	Stock	modelled