Official filing metadata
- Filer (as printed)
- Hon. K. Michael Conaway
- Office (as printed)
- TX11
- Chamber
- House
- Filing type
- ptr
- Filing date
- Mar 10, 2020
- Filing year
- 2020
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 21
- Parser version
- house_pdf_v2
- First seen
- Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
- Fetched
- Nov 3, 2026
- Parsed
- Nov 3, 2026
- Internal id
- 1251
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 21
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | — | baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 Redemption | filing_status: New | — | S | 02/28/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Feb 28, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 2 | — | baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 [oT] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) L oCaTIoN : US d ESCRIPTIoN : baRCLaYS bK PLC 0% bLS CaPPEd LEVERagE INdEX RETURN NT MTY 02/28/2020 Redemption | filing_status: New | — | S | 02/28/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | —0.00 | SellSell | Self | Feb 28, 2020 | $50,001 - $100,000mid $75K | Bond | not modelled |
| 3 | — | Calamos Strategic Total Return Fund (CSQ) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | CSQ | S | 02/10/2020 | 02/13/2020 | $1,001 - $15,000 | 1.00 | CSQ0.98 | SellSell | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | — | First Trust Morningstar ETF (FdL) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | — | S | 02/26/2020 | 02/28/2020 | $15,001 - $50,000 | 1.00 | —0.00 | SellSell | Self | Feb 26, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 5 | — | First Trust Morningstar ETF (FdL) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | — | S (partial) | 02/25/2020 | 02/27/2020 | $15,001 - $50,000 | 1.00 | —0.00 | PartialPartial sale | Self | Feb 25, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 6 | — | First Trust Morningstar ETF (FdL) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | — | S | 02/18/2020 | 02/20/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Self | Feb 18, 2020 | $1,001 - $15,000mid $8K | Etf | not modelled |
| 7 | — | First Trust Morningstar ETF (FdL) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | — | S (partial) | 02/18/2020 | 02/20/2020 | $15,001 - $50,000 | 1.00 | —0.00 | PartialPartial sale | Self | Feb 18, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 8 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | — | P | 02/18/2020 | 02/20/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 18, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 9 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | — | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 10 | — | goldman Sachs activebeta U.S. Large Cap Equity ETF (gSLC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) | filing_status: New | — | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 11 | — | Invesco QQQ Trust, Series 1 (QQQ) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | QQQ | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | QQQ0.98 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 12 | — | Principal U.S. Mega-Cap Multi- Factor Index ETF (USMC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) | filing_status: New | USMC | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | USMC0.98 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 13 | — | SPdR dow Jones Industrial average ETF (dIa) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | — | P | 02/10/2020 | 02/12/2020 | $1,001 - $15,000 | 1.00 | DIA0.98 | BuyBuy | Self | Feb 10, 2020 | $1,001 - $15,000mid $8K | Etf | modelled |
| 14 | — | SPdR S&P 500 (SPY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) | filing_status: New | SPY | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | SPY0.98 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 15 | — | SPdR S&P dividend ETF (SdY) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) | filing_status: New | — | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | SDY0.98 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 16 | — | Vanguard Consumer Staples ETF (VdC) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) | filing_status: New | — | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | VDC0.98 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 17 | — | Vanguard div appreciation ETF (VIg) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) | filing_status: New | — | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | —0.00 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | not modelled |
| 18 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 53 (Wells Fargo Financial) | filing_status: New | VPU | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 19 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 95 (Wells Fargo Financial) | filing_status: New | VPU | P | 02/10/2020 | 02/12/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | BuyBuy | Self | Feb 10, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 20 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 25 (Wells Fargo Financial) | filing_status: New | VPU | P | 02/18/2020 | 02/20/2020 | $15,001 - $50,000 | 1.00 | VPU0.98 | BuyBuy | Self | Feb 18, 2020 | $15,001 - $50,000mid $32.5K | Etf | modelled |
| 21 | — | Vanguard Utilities ETF (VPU) [ST] other: F ILINg S TaTUS : New S UbHoLdINg o F : WF 10 (Wells Fargo Financial) | filing_status: New | VPU | P | 02/25/2020 | 02/28/2020 | $50,001 - $100,000 | 1.00 | VPU0.98 | BuyBuy | Self | Feb 25, 2020 | $50,001 - $100,000mid $75K | Etf | modelled |