Official filing metadata
- Filer (as printed)
- Hon. Katherine M. Clark
- Office (as printed)
- MA05
- Chamber
- House
- Filing type
- ptr
- Filing date
- Dec 3, 2020
- Filing year
- 2020
- Document format
Processing (ours)
- Status
- Parsed
- Rows parsed
- 52
- Parser version
- house_pdf_v2
- First seen
- Sep 8, 2026 23:51 UTC (initial backfill, not when it was published)
- Fetched
- Nov 3, 2026
- Parsed
- Nov 3, 2026
- Internal id
- 1236
row 45: stray text in ['cap']: gfedc
Reading this page
The left half of each row below is the text exactly as it appears in the official document. The right half is our normalized interpretation: matched ticker, typed transaction, parsed dates and dollar range.
When the two disagree, the official document wins. Rows flagged for review are kept, never discarded, and the raw text is never edited.
Rows · 52
Left: official, as printed · Right: normalized
| Official · as printed in the filing | Normalized · our interpretation | ||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| # | Owner | Asset | Ticker | Type | Tx date | Notified | Amount | Conf. | Ticker | Type | Owner | Tx date | Amount | Class | Flags |
| 1 | SP | Abbott laboratories (AbT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | ABT0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 2 | SP | Abbott laboratories (AbT) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | ABT0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 3 | SP | Alphabet Inc. - Class A (gOOgl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 4 | SP | Alphabet Inc. - Class A (gOOgl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | GOOGL0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 5 | SP | Apple Inc. (AAPl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | AAPL0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 6 | SP | Apple Inc. (AAPl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | AAPL0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 7 | SP | bristol-Myers Squibb Company (bMY) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | BMY0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 8 | SP | bristol-Myers Squibb Company (bMY) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | BMY0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 9 | SP | Coca-Cola European Partners plc Ordinary Shares (CCEP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | CCEP | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | CCEP0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 10 | SP | Coca-Cola European Partners plc Ordinary Shares (CCEP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | CCEP | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | CCEP0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 11 | SP | Costco Wholesale Corporation (COST) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | COST | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | COST0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 12 | SP | Costco Wholesale Corporation (COST) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | COST | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | COST0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 13 | SP | Elanco Animal Health Incorporated (ElAN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | ELAN0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 14 | SP | Elanco Animal Health Incorporated (ElAN) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | ELAN0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 15 | SP | Fidelity National Information Services, Inc. (FIS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | FIS | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | FIS0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 16 | SP | Fidelity National Information Services, Inc. (FIS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | FIS | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | FIS0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 17 | SP | FlIR Systems, Inc. (FlIR) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 18 | SP | FlIR Systems, Inc. (FlIR) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 19 | SP | glaxoSmithKline PlC (gSK) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 20 | SP | glaxoSmithKline PlC (gSK) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 21 | SP | Hologic, Inc. (HOlX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 22 | SP | Hologic, Inc. (HOlX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 23 | SP | Home depot, Inc. (Hd) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | HD0.95 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 24 | SP | Home depot, Inc. (Hd) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | HD0.95 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 25 | SP | HSbC Holdings, plc. (HSbC) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | HSBC0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 26 | SP | HSbC Holdings, plc. (HSbC) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | HSBC0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 27 | SP | Intel Corporation (INTC) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | INTC | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 28 | SP | Intel Corporation (INTC) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | INTC | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | INTC0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 29 | SP | Invitation Homes Inc. (INVH) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | INVH | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | INVH0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 30 | SP | Invitation Homes Inc. (INVH) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | INVH | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | INVH0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 31 | SP | JP Morgan Chase & Co. (JPM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | JPM | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | JPM0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 32 | SP | Kimberly-Clark Corporation (KMb) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | KMB0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 33 | SP | Kimberly-Clark Corporation (KMb) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | KMB0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 34 | SP | ligand Pharmaceuticals Incorporated (lgNd) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | LGND0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 35 | SP | ligand Pharmaceuticals Incorporated (lgNd) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | LGND0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 36 | — | Microsoft Corp Note [CS] other: F IlINg S TATuS : New S ubHOldINg O F : Judith S. Clark Irrevocable Trust d ESCRIPTION : Redeemed 3.0%; 10/01/2020 | filing_status: New | — | S | 10/01/2020 | 11/20/2020 | $1,001 - $15,000 | 1.00 | —0.90 | SellSell | Self | Oct 1, 2020 | $1,001 - $15,000mid $8K | Bond | Reviewnot modelled |
| 37 | SP | Mosaic Company (MOS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | MOS | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | MOS0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 38 | SP | Mosaic Company (MOS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | MOS | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | MOS0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 39 | SP | National grid Transco, PlC National grid PlC (Ngg) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 40 | SP | National grid Transco, PlC National grid PlC (Ngg) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.00 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | not modelled |
| 41 | SP | Oracle Corporation (ORCl) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | ORCL0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 42 | SP | Skechers u.S.A., Inc. (SKX) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | SKX | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | —0.60 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewnot modelled |
| 43 | SP | Sony Corporation (SNE) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | SNE | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | SONY0.95 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 44 | SP | Sony Corporation (SNE) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | SNE | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | SONY0.95 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 45 | SP | Taiwan Semiconductor Manufacturing Company ltd. (TSM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | TSM | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 0.70 | TSM0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | Reviewmodelled |
| 46 | SP | Taiwan Semiconductor Manufacturing Company ltd. (TSM) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | TSM | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | TSM0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 47 | SP | ubS group Ag Registered Ordinary Shares (ubS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | UBS0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 48 | SP | ubS group Ag Registered Ordinary Shares (ubS) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | UBS0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 49 | SP | union Pacific Corporation (uNP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | UNP0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 50 | SP | union Pacific Corporation (uNP) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | P | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | UNP0.98 | BuyBuy | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 51 | SP | unitedHealth group Incorporated Common Stock (uNH) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise Traditional IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | UNH0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |
| 52 | SP | unitedHealth group Incorporated Common Stock (uNH) [ST] other: F IlINg S TATuS : New S ubHOldINg O F : Ameriprise SEP IRA | filing_status: New | — | S | 10/22/2020 | 11/27/2020 | $1,001 - $15,000 | 1.00 | UNH0.98 | SellSell | Spouse | Oct 22, 2020 | $1,001 - $15,000mid $8K | Stock | modelled |